Christopher Allen Heus

AMERIPRISE FINANCIAL SERVICES, LLC

Sheboygan, WI · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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AMERIPRISE FINANCIAL SERVICES, LLC

Sheboygan, WI · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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AMERIPRISE FINANCIAL SERVICES, LLC

Sheboygan, WI · CRD#

Credentials

CFP®

Certified Financial Planner

Years of Experience

22 years registered in the securities industry

Current & Past Employments

Current

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

620 S 8th Street Suite A, Sheboygan, WI 53081

November 2, 2018 - Present

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

620 S 8th Street Suite A, Sheboygan, WI 53081

November 2, 2018 - Present

Past

SIGNATOR INVESTORS, INC.Past·CRD# 468

RIA

Brookfield, WI

August 25, 2011 - November 2, 2018

SIGNATOR INVESTORS, INC.Past·CRD# 468

BD

Brookfield, WI

October 22, 2004 - November 2, 2018

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AMERIPRISE FINANCIAL SERVICES, LLC

Sheboygan, WI · CRD#

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone Number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

OSAIC WEALTH, INC ADV PART 2A (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER	—
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
REID, SHANNON	CEO, PRESIDENT, DIRECTOR	4815189
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory Assets Under Management

Total Number of Accounts

850,797

AUM (Assets Under Management)

$234,858,518,740

Disclosures

Regulatory Event

51

Arbitration

31

Bond

7

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

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AMERIPRISE FINANCIAL SERVICES, LLC

Sheboygan, WI · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WI retirement plan professionals member, a professional group for people for TPAs, attorneys, DB firms and advisors. There is no compensation associated with it, attending quarterly meetings, start 8/1/17, approx. 1 hr. mo., 1 trading hr........ 2. ST. BONIFACE CHURCH FINANCE BOARD MEMBER POSITION: member NATURE: Religious Institution. Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: W204 N11968 Goldendale Rd, Germantown WI 53022, United States DESCRIPTION: St. Boniface Finance Council Pastoral Advisory Responsibilities Include: 1. Church/School Budgeting 2. Consensus decision making 3. Annual Planning 4. Policy Making one Meeting per month. 3. INSURANCE BROKERAGE POSITION: Agent - Broker NATURE: Agent for Fixed annuities, disability, Term Life, Group Health, Group Life, Group Dental, Group Disability (Short Term & Long Term) INVESTMENT RELATED: Yes, NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/12/2004 ADDRESS: W190N12644 Dandee Dr, Richfield WI 53076, United States DESCRIPTION: Agent for Fixed annuities, disability, term life, Group Health, Group Life, Group Disability. 4. POA FOR MOTHER POSITION: Family NATURE: Acting as POA for my mother upon her incapacitation. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/29/2015 ADDRESS: W190 N12644 Dandee Dr, Richfield WI 53076, United States DESCRIPTION: Acting as POA for my mother in the future if she becomes unable to perform financial decision making. 5. YOUTH BASKETBALL COACH POSITION: Coach NATURE: Coach for non-profit organization. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: W180N11501 River Ln, Germantown WI 53022, United States DESCRIPTION: Youth basketball coach 6. SWL LLC. POSITION: Partner NATURE: S Corporation started as a tax entity. Also Provides framework to share office expenses/payroll. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 620 S. 8th St., Suite A, Sheboygan WI 53082, United States DESCRIPTION: Bookkeeping and payroll

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AMERIPRISE FINANCIAL SERVICES, LLC

Sheboygan, WI · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(11/2/2018)

RR

California
(11/2/2018)

RR

Delaware
(1/5/2021)

RR

Florida
(11/2/2018)

RR

Georgia
(11/2/2018)

RR

Idaho
(2/2/2026)

RR

Illinois
(11/2/2018)

RR

Indiana
(2/25/2020)

RR

Kansas
(2/25/2020)

RR

Kentucky
(2/25/2020)

RR

Michigan
(3/20/2023)

RR

Minnesota
(11/2/2018)

IAR

Minnesota
(11/18/2019)

RR

Nevada
(11/26/2024)

RR

New Jersey
(5/29/2026)

RR

New York
(11/2/2018)

RR

North Carolina
(8/27/2026)

RR

Ohio
(5/28/2025)

RR

South Carolina
(11/2/2018)

RR

Tennessee
(4/4/2023)

RR

Texas
(11/2/2018)

IAR

Texas
(10/18/2023)

RR

Washington
(4/4/2024)

RR

Wisconsin
(11/2/2018)

IAR

Wisconsin
(11/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2004About the Series 6 exam

FINRA

SRO Registrations

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AMERIPRISE FINANCIAL SERVICES, LLC

Sheboygan, WI · CRD#

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Allen Heus's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Christopher Allen Heus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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AMERIPRISE FINANCIAL SERVICES, LLC

Sheboygan, WI · CRD#