Philip J. Carrasco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip James Carrasco, CFP®, who also goes by Phil Carrasco, Philip J Carrasco, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2004. Philip had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
May 22, 2013 - December 31, 2014
HOMESTEAD ADVISERS CORP.
May 22, 2013 - January 6, 2014
HOMESTEAD FINANCIAL SERVICES CORP.
March 20, 2013 - May 7, 2013
MML INVESTORS SERVICES, LLC
January 8, 2013 - May 7, 2013
MML INVESTORS SERVICES, LLC
February 2, 2011 - September 16, 2011
ALLSTATE FINANCIAL ADVISORS, LLC
September 2, 2010 - September 16, 2011
ALLSTATE FINANCIAL SERVICES, LLC
October 25, 2007 - August 9, 2010
CORNERSTONE WEALTH MANAGEMENT GROUP
October 3, 2007 - April 6, 2010
LPL FINANCIAL LLC
October 3, 2007 - April 6, 2010
LPL FINANCIAL LLC
February 21, 2006 - October 16, 2007
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - October 16, 2007
CITIGROUP GLOBAL MARKETS INC.
July 14, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
July 14, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
October 6, 2004 - July 7, 2005
USALLIANZ SECURITIES, INC.
September 14, 2004 - July 7, 2005
USALLIANZ SECURITIES, INC.
Primary Firm SEC Registration
HOMESTEAD ADVISERS CORP.
CRD#: 109845 / SEC#: 801-37391
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOMESTEAD ADVISERS CORP.
CRD#: 109845 / SEC#: 801-37391
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 7,735,038,928 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
