Morgan H. Pace

Some features on this profile are disabled

CRD#: 4853644

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Morgan H Pace, CFP®, who also goes by Morgan Brown, Morgan Haskell Brown, Morgan Pace, was a registered financial professional .

Morgan is a previously registered financial professional and started their career in finance in 2013. Morgan had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Morgan Brown | Morgan Haskell Brown | Morgan Pace

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Compass Bank / 15 South 20th Street, Birmingham, AL 35233 / Affiliate / Commercial Bank / Employee / 12/26/2017 / Yes / Compass Bank is an affiliate of BBVA Securities Inc. and the firm conducts securities activities on bank premises pursuant to a networking arrangement. Representative is also an employee of firm's affiliate bank and is authorized to offer products of and perform services for the bank. / 160 hours a month / 160 hours a month / No / NA / No // BBVA Compass Insurance Agency Inc. / 5800 N. Mopac Expy, Austin, TX 78731 / Affiliate / Bank affiliated insurance agency 01/16/2018 /Yes / Sales of insurance products through affiliated insurance agency / 80 / 80 / No / N/A / No

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Past

May 18, 2021 - April 3, 2024

BRIGHT WEALTH MANAGEMENT, LLC

RIA

CRD#: 169771

LEWISVILLE, TX

Past

January 17, 2018 - May 14, 2021

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

Colleyville, TX

Past

January 16, 2018 - May 14, 2021

BBVA SECURITIES INC.

CRD#: 27060

COLLEYVILLE, TX

Past

October 1, 2013 - December 26, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FORT WORTH, TX

Past

September 25, 2013 - December 26, 2017

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

September 16, 2013 - December 26, 2017

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

Past

May 16, 2013 - August 29, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FORT WORTH, TX

Past

May 10, 2013 - August 29, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHT WEALTH MANAGEMENT, LLC

CRD#: 169771 / SEC#: 801-130450

RIA

Registered Investment Advisory firm - (6/11/2024 Approved)

Texas

Registered Investment Advisory firm - (7/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/8/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/29/2020

General Securities Principal Examination

Current Firm

BRIGHT WEALTH MANAGEMENT, LLC

CRD#: 169771 / SEC#: 801-130450

RIA

Registered Investment Advisory firm - (6/11/2024 Approved)

Texas

Registered Investment Advisory firm - (7/10/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4400 State Highway 121 Suite 400, Lewisville, TX 75056

Mailing Address

Phone number

(972) 410-6623

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIGHT WEALTH MANAGEMENT FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	399
AUM (Assets Under Management)	$ 228,985,374

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Morgan H. Pace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

BRIGHT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/8/2013

SIE

Date: 10/1/2018

Series 7

Date: 1/16/2013

Series 24

Date: 2/29/2020

Current Firm

BRIGHT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIGHT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors