Michael J. Dopazo

STRATEGIC WEALTH SOLUTIONS LLC

Lincroft, NJ

Some features on this profile are disabled

CRD#: 4853505

Professional summary

Michael Jason Dopazo is a registered financial advisor currently at STRATEGIC WEALTH SOLUTIONS LLC located in Lincroft, New Jersey.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)NAME:MICHAEL DOPAZO, INV REL: Y ADDR: WEST 50TH ST BAYONNE NJ 07002, NATURE:LIFE, POSITION:SALES, START:5/1/2012, NO HR/MO:3 NO HR/MO DUR TRADING:3. (2)NAME:MICHAEL DOPAZO, INV REL: Y ADDR:18 WEST 50TH ST BAYONNE NJ, NATURE: SIMPLE RENTAL PROPERTY, POSITION:OWNER, START:9/1/2014, NO HR/MO:5 NO HR/MO DUR TRADING:0. (3)NAME:MICHAEL DOPAZO, INV REL: Y ADDR:18 WEST 50TH BAYONNE NJ 07002, NATURE:GROUP HEALTH, POSITION:SALES, START:10/10/2014, NO HR/MO:4 NO HR/MO DUR TRADING;2. Investment Advisor Representative with Jarred Bunch Consulting (DBA INVST, LLC) I am a general agent with Ohio National Life insurance company earning commisions from the sale of life insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jason Dopazo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2021 - Present

STRATEGIC WEALTH SOLUTIONS LLC

RIA

CRD#: 314589

Lincroft, NJ

Past

July 10, 2017 - January 24, 2022

INVST, LLC

RIA

CRD#: 282863

LINCROFT, NJ

Past

November 11, 2014 - November 8, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

Tinton Falls, NJ

Past

May 11, 2012 - August 27, 2014

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

EDISON, NJ

Past

November 7, 2006 - May 14, 2012

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WOODBRIDGE, NJ

Past

August 28, 2006 - May 14, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBRIDGE, NJ

Past

September 28, 2004 - July 27, 2006

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

TINTON FALLS, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/14/2021)

IAR

New York
(10/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/27/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/17/2005

General Securities Principal Examination

Current Firm

STRATEGIC WEALTH SOLUTIONS LLC

CRD#: 314589 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/14/2021 Approved)

New York

Registered Investment Advisory firm - (10/1/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Lincroft, NJ

Mailing Address

Phone number

(732) 673-6463

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 24,766,085

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Dopazo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jason Dopazo's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVST, LLC

MML INVESTORS SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

J.P. TURNER & COMPANY, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/2016

Series 63

Date: 10/7/2004

SIE

Date: 11/8/2016

Series 7

Date: 9/27/2004

Series 24

Date: 8/17/2005

Current Firm

STRATEGIC WEALTH SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGIC WEALTH SOLUTIONS LLC

TRUST BUT VERIFY

Similar Advisors