Brian M. Reich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Matthew Reich, who also goes by Brian M Reich, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2005. Brian had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2010 - December 31, 2014
ATRATO ADVISORS LLC
November 20, 2007 - November 4, 2008
CANTOR ADVISORS, L.P.
April 19, 2007 - November 4, 2008
CANTOR FITZGERALD & CO.
January 11, 2005 - March 30, 2007
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATRATO ADVISORS LLC
CRD#: 153939 / SEC#: 801-71480
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
