Jason P. Henrich

MBE WEALTH MANAGEMENT

Wausau, WI 54401

Some features on this profile are disabled

CRD#: 4853414

Professional summary

Jason Paul Henrich, CFP® is a registered financial advisor currently at MBE WEALTH MANAGEMENT, LLC located in Wausau, Wisconsin.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jason has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)11/10/16-MBE Wealth Management LLC - Non-Variable Insurance- at reported business location(s)- 10%.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Paul Henrich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

December 1, 2016 - Present

MBE WEALTH MANAGEMENT, LLC

Office #1: 224700 Zinnia Dr, Wausau, WI 54401

RIA

CRD#: 165516

Wausau, WI

Past

November 10, 2016 - October 4, 2018

LPL FINANCIAL LLC

CRD#: 6413

WAUSAU, WI

Past

April 27, 2010 - June 18, 2013

WISCONSIN FINANCIAL ADVISORS, LLC

RIA

CRD#: 149220

APPLETON, WI

Past

April 19, 2010 - November 15, 2016

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

APPLETON, WI

Past

April 19, 2010 - November 15, 2016

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

wausau, WI

Past

November 16, 2004 - May 4, 2010

B. C. ZIEGLER AND COMPANY

RIA

CRD#: 61

APPLETON, WI

Past

October 28, 2004 - May 4, 2010

B. C. ZIEGLER AND COMPANY

CRD#: 61

APPLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBE WEALTH MANAGEMENT, LLC

CRD#: 165516 / SEC#: 801-110772

RIA

Registered Investment Advisory firm - (7/7/2017 Approved)

Arizona

Registered Investment Advisory firm - (7/28/2017 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/1/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(12/1/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/2004

General Securities Representative Examination

Current Firm

MBE WEALTH MANAGEMENT, LLC

CRD#: 165516 / SEC#: 801-110772

RIA

Registered Investment Advisory firm - (7/7/2017 Approved)

Arizona

Registered Investment Advisory firm - (7/28/2017 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2017 Terminated)

Wisconsin

Registered Investment Advisory firm - (8/1/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 W. Warren St., Tomah, WI 54660

Mailing Address

Phone number

(608) 372-5521

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MBE WEALTH MANAGEMENT, LLC FORM ADV2A ("DISCLOSURE BROCHURE") AND APPENDIX 1 ("WRAP FEE PROGRAM BROCHURE") (3/18/2025)

Regulatory assets under management

Total Number of Accounts	2,530
AUM (Assets Under Management)	$ 859,645,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jack Jerzewski

LPL ENTERPRISE, LLC

IAR

TROY, MI

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Charles Bales

WHITEWATER WEALTH

IAR

Eugene, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason P. Henrich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Paul Henrich's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

WISCONSIN FINANCIAL ADVISORS, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

B. C. ZIEGLER AND COMPANY

B. C. ZIEGLER AND COMPANY

Primary Firm SEC Registration

MBE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/26/2004

Current Firm

MBE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MBE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors