Stephen B. Haberstroh

CASTLEKEEP INVESTMENT ADVISORS

Westport, CT 06880-4822

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CRD#: 4853300

Professional summary

Stephen Braden Kelakos Haberstroh is a registered financial advisor currently at CASTLEKEEP INVESTMENT ADVISORS located in Westport, Connecticut.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Stephen has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Braden Kelakos Haberstroh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2008 - Present

CASTLEKEEP INVESTMENT ADVISORS

Office #1: 257 Riverside Avenue 2nd Floor, Westport, CT 06880-4822

RIA

CRD#: 111656

Westport, CT

Past

October 4, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 4, 2004 - February 12, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

QUINCY, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CASTLEKEEP INVESTMENT ADVISORS

CASTLEKEEP INVESTMENT ADVISORS | CASTLEKEEP INVESTMENT ADVISORS LLC

CRD#: 111656 / SEC#: 801-60338

RIA

Registered Investment Advisory firm - (6/12/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/22/2008)

IAR

Delaware
(1/14/2014)

IAR

Texas
(3/28/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/1/2004

General Securities Representative Examination

Current Firm

CASTLEKEEP INVESTMENT ADVISORS

CASTLEKEEP INVESTMENT ADVISORS | CASTLEKEEP INVESTMENT ADVISORS LLC

CRD#: 111656 / SEC#: 801-60338

RIA

Registered Investment Advisory firm - (6/12/2001 Approved)

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Contact information

Main Address

257 Riverside Avenue 2nd Floor, Westport, CT 06880-4822

Mailing Address

Phone number

(203) 682-7200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CKIA ADV PART 2A (6/9/2025)

Regulatory assets under management

Total Number of Accounts	447
AUM (Assets Under Management)	$ 827,741,951

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen B. Haberstroh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Braden Kelakos Haberstroh's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASTLEKEEP INVESTMENT ADVISORS

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CASTLEKEEP INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2004

Series 7

Date: 10/1/2004

Current Firm

CASTLEKEEP INVESTMENT ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CASTLEKEEP INVESTMENT ADVISORS

TRUST BUT VERIFY

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