Daniel B. Saunders
Professional summary
Daniel Bradley Saunders, who also goes by Daniel B Saunders, is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2005. Daniel has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Bradley Saunders's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2021 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215October 4, 2021 - August 2, 2024
NATIONWIDE INVESTMENT ADVISORS, LLC
October 1, 2021 - October 14, 2021
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 28, 2020 - August 6, 2021
INVESCO ADVISERS, INC.
April 27, 2020 - August 6, 2021
INVESCO DISTRIBUTORS, INC.
January 3, 2012 - August 1, 2019
FSC SECURITIES CORPORATION
December 16, 2011 - August 1, 2019
OSAIC SERVICES, INC.
December 16, 2011 - August 1, 2019
OSAIC WEALTH, INC.
December 16, 2011 - August 1, 2019
FSC SECURITIES CORPORATION
November 14, 2005 - December 2, 2011
TRUIST INVESTMENT SERVICES, INC.
July 29, 2005 - December 2, 2011
TRUIST INVESTMENT SERVICES, INC.
January 1, 2005 - July 18, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/2021)
(10/6/2021)
Exams
FINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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