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Paul A Sinatra

Paul A. Sinatra

Some features on this profile are disabled
CRD#: 4853177
Paul A Sinatra

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul A Sinatra, CFP® was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 2004. Paul had worked at 2 firms and has passed the Series 63 and Series 7 exams.

Core Areas of Focus

Hourly
Investment Advice without Ongoing Management
Middle Income Client Needs
Retirement Plan Investment Advice
Retirement Planning & Distribution Rules

Biography

Paul has worked in the financial services industry since 1996. Prior to starting Regency Financial Planning LLC, Paul was a Vice President in the Wealth Management divisions of Wachovia Bank (now Wells Fargo) and Branch Banking & Trust (BB&T). While there, Paul worked with the banks highest net worth clients delivering comprehensive wealth management services. Paul completed the Certified financial Planner professional designation program at Oglethorpe University in Atlanta in 2002. In 2009, Paul earned the advanced financial planning designation of Chartered Financial Consultant (ChFC) through American University in Bryn Mawr Pennsyvania.

Question & Answer

What are your service offerings?
Education Planning
Insurance Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Investment Planning
What is your minimum asset requirement?
1
How do you get paid?
Fee Only
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2003

Experience

Past

June 12, 2009 - November 13, 2023

REGENCY FINANCIAL PLANNING, LLC

RIA
CRD#: 150287
DECATUR, GA
Past

January 1, 2005 - April 4, 2008

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
ATLANTA, GA
Past

September 3, 2004 - April 4, 2008

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/15/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/2004
General Securities Representative Examination

Current Firm

REGENCY FINANCIAL PLANNING, LLC
REGENCY FINANCIAL PLANNING, LLC
REGENCY FINANCIAL PLANNING, LLC

CRD#: 150287 / SEC#:

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Contact information

Main Address
Decatur, GA
Mailing Address
Phone number
(404) 633-1910
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REGENCY FINANCIAL PLANNING, LLC

REGENCY FINANCIAL PLANNING, LLC

CRD#: 150287

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Contact information

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