AK
Arash A. Kadivar
HIGHPOINT PLANNING PARTNERS
Naperville, IL 60563
Some features on this profile are disabled
CRD#: 4852856
AK
Professional summary
Arash Adam Kadivar, CFP®, who also goes by Adam Arash Kadivar, Adam Kadivar, is a registered financial advisor currently at HIGHPOINT PLANNING PARTNERS located in Naperville, Illinois and LPL FINANCIAL LLC located in Naperville, Illinois.
Arash is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Arash has worked at 13 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Arash Kadivar | Adam Kadivar
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/27/2019 - TWG Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2019 2) 09/27/2019 - TWG Wealth Planning - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2019 3 )09/27/2019 - SMSK Investments, LLC - Business entity for investment purposes - inv rel - at reported business location(s) - start: 2014. 4) 10/22/2019 - Highpoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 09/16/2019 - 100 Hours Per Month During Securities Trading - I provide administrative support to Highpoint Advisor Group, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 1/28/2022 - TWG Wealth Planning - DBA: R Knapp Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/1/2021 - 10 Hours Per Month/10 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Arash Adam Kadivar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
December 8, 2021 - Present
HIGHPOINT PLANNING PARTNERS
Office #1: 1807 W Diehl Road #105m, Naperville, IL 60563RIA
CRD#: 316636
Naperville, IL
Current
September 30, 2019 - Present
LPL FINANCIAL LLC
Office #1: 1807 W Diehl Rd #105m, Naperville, IL 60563-1890RIA
BD
CRD#: 6413
NAPERVILLE, IL
Past
October 28, 2019 - December 31, 2021
HIGHPOINT PLANNING PARTNERS
RIA
CRD#: 163768
Naperville, IL
Past
April 20, 2018 - June 29, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
DENVER, CO
Past
April 20, 2018 - June 29, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Denver, CO
Past
April 20, 2018 - June 29, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
DENVER, CO
Past
March 6, 2017 - October 4, 2017
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
LONE TREE, CO
Past
March 3, 2017 - October 4, 2017
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
LONE TREE, CO
Past
January 25, 2017 - February 6, 2017
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
BD
CRD#: 144464
DENVER, CO
Past
August 21, 2014 - November 15, 2016
BEAUMONT FINANCIAL PARTNERS LLC
RIA
CRD#: 108345
DENVER, CO
Past
November 21, 2013 - December 31, 2013
BEAUMONT FINANCIAL PARTNERS LLC
RIA
CRD#: 108345
NEEDHAM, MA
Past
August 27, 2012 - October 4, 2013
HARRISDIRECT LLC
RIA
CRD#: 42159
ARLINGTON, VA
Past
August 13, 2012 - October 4, 2013
E*TRADE SECURITIES LLC
BD
CRD#: 29106
DENVER, CO
Past
May 2, 2012 - May 14, 2012
FS INVESTMENT SOLUTIONS, LLC
BD
CRD#: 145244
ORLANDO, FL
Past
January 13, 2009 - May 18, 2012
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
DENVER, CO
Past
April 1, 2008 - January 14, 2009
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HP
HIGHPOINT PLANNING PARTNERS
ASPIRE DIVORCE SOLUTIONS, LLC | VERTEX PLANNING PARTNERS, LLC | VANTAGE FINANCIAL | VANDERVOORN & ASSOC | TWG WEALTH PLANNING | TWG BENEFITS | TOMORROW'S WEALTH PLANNING | THE ASSOCIATES GROUP | STONEBRIDGE WEALTH ADVISORS | SHAMROCK FINANCIAL PLANNING | SANSONE & ASSOCIATES, P.C. | SAFE HARBOR RETIREMENT CONSULTANTS, LLC | SA PIGGUSH BUSINESS & RETIREMENT PLANNING | RSM FINANCIAL SOLUTIONS | ROUND HILL WEALTH MANAGEMENT | ROGER J. ENSMINGER & ASSOCIATES | R. KNAPP FINANCIAL INC | PROFESSIONAL WEALTH ADVISORS LLC | PARTNERS ADVISORS LTD. | ONPATH FINANCIAL, LLC | MIKE LYNCH, INC. | MIDWEST FAMILY WEALTH MANAGEMENT | MCCABE FINANCIAL GROUP | LPL FINANCIAL | LLOYD WEALTH ADVISORS | KENNEDY FINANCIAL GROUP | KELLER PETERSON WEALTH ADVISORS, LLC | KEITH E. MURPHY | J. KAHN & ASSOCIATES LLC | INTRINSIC WEALTH MANAGEMENT | INDIGO WEALTH ADVISORS | HIGHPOINT PLANNING PARTNERS | HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT ADVISOR GROUP | G/R WEALTH MANAGEMENT GROUP LLC | FRICK INVESTMENT GROUP | FINANCIAL PLANNING FOR GENERATION X | EQUILIBRIUM WEALTH MANAGEMENT | ELEVATION WEALTH MANAGEMENT | EINSPAR FAMILY FINANCIAL | EBERLIN FINANCIAL SERVICES | DOAK FINANCIAL, LLC | CORE WEALTH PLANNING | CHASE ENTERPRISES FINANCIAL | CB3 FINANCIAL GROUP INC. | BLACK DIAMOND PLANNERS | BENEFIT PARTNERS FINANCIAL GROUP | ASPIRE PLANNING GROUP LLC
CRD#: 316636 / SEC#: 801-122583
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(9/30/2019)
IAR
Illinois(12/8/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HP
HIGHPOINT PLANNING PARTNERS
ASPIRE DIVORCE SOLUTIONS, LLC | VERTEX PLANNING PARTNERS, LLC | VANTAGE FINANCIAL | VANDERVOORN & ASSOC | TWG WEALTH PLANNING | TWG BENEFITS | TOMORROW'S WEALTH PLANNING | THE ASSOCIATES GROUP | STONEBRIDGE WEALTH ADVISORS | SHAMROCK FINANCIAL PLANNING | SANSONE & ASSOCIATES, P.C. | SAFE HARBOR RETIREMENT CONSULTANTS, LLC | SA PIGGUSH BUSINESS & RETIREMENT PLANNING | RSM FINANCIAL SOLUTIONS | ROUND HILL WEALTH MANAGEMENT | ROGER J. ENSMINGER & ASSOCIATES | R. KNAPP FINANCIAL INC | PROFESSIONAL WEALTH ADVISORS LLC | PARTNERS ADVISORS LTD. | ONPATH FINANCIAL, LLC | MIKE LYNCH, INC. | MIDWEST FAMILY WEALTH MANAGEMENT | MCCABE FINANCIAL GROUP | LPL FINANCIAL | LLOYD WEALTH ADVISORS | KENNEDY FINANCIAL GROUP | KELLER PETERSON WEALTH ADVISORS, LLC | KEITH E. MURPHY | J. KAHN & ASSOCIATES LLC | INTRINSIC WEALTH MANAGEMENT | INDIGO WEALTH ADVISORS | HIGHPOINT PLANNING PARTNERS | HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT ADVISOR GROUP | G/R WEALTH MANAGEMENT GROUP LLC | FRICK INVESTMENT GROUP | FINANCIAL PLANNING FOR GENERATION X | EQUILIBRIUM WEALTH MANAGEMENT | ELEVATION WEALTH MANAGEMENT | EINSPAR FAMILY FINANCIAL | EBERLIN FINANCIAL SERVICES | DOAK FINANCIAL, LLC | CORE WEALTH PLANNING | CHASE ENTERPRISES FINANCIAL | CB3 FINANCIAL GROUP INC. | BLACK DIAMOND PLANNERS | BENEFIT PARTNERS FINANCIAL GROUP | ASPIRE PLANNING GROUP LLC
CRD#: 316636 / SEC#: 801-122583
RIA
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Contact information
Main Address
2651 Warrenville Road Suite 200, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 719-9222
Established
Firm type
Fiscal year end
# of Employees
104
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,813 |
| AUM (Assets Under Management) | $ 3,999,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
