David A. Reif
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Reif was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2006. David had worked at 8 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2020 - January 8, 2024
STERLING CAPITAL DISTRIBUTORS, LLC
August 29, 2016 - December 6, 2019
BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
November 11, 2013 - September 21, 2016
BROWN BROTHERS HARRIMAN & CO.
April 26, 2012 - November 8, 2013
PERELLA WEINBERG PARTNERS LP
March 18, 2010 - April 24, 2012
LAZARD ASSET MANAGEMENT SECURITIES LLC
April 27, 2009 - April 5, 2010
DB SECURITIES SERVICES NJ INC.
October 18, 2007 - April 28, 2009
DEAM INVESTOR SERVICES, INC.
October 25, 2006 - October 1, 2007
ALLIANCEBERNSTEIN INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STERLING CAPITAL DISTRIBUTORS, LLC
CRD#: 103934 / SEC#: , 8-52396
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
