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Omar M. Nokta

CLARKSONS SECURITIES,
NEW YORK, NY 10018
Some features on this profile are disabled
CRD#: 4852579
ON

Professional summary

Omar Mostafa Nokta is a registered financial professional currently at CLARKSONS SECURITIES, INC located in New York, New York.

Omar is registered as a RR (Registered Representative) and started their career in finance in 2004. Omar has worked at 5 firms and has passed the Series 63, Series 7TO, Series 79TO, Series 86, Series 87, SIE, Series 79, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Omar Mostafa Nokta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2026 - Present

CLARKSONS SECURITIES, INC

Office #1: 104 West 40th Street - 12th Floor, New York, NY 10018
BD
CRD#: 30882
NEW YORK, NY
Past

March 5, 2024 - February 20, 2026

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

May 4, 2015 - July 21, 2022

CLARKSONS SECURITIES, INC

BD
CRD#: 30882
NEW YORK, NY
Past

September 3, 2014 - October 1, 2015

D/B/A CLARKSONS PLATOU SECURITIES

BD
CRD#: 113325
NEW YORK, NY
Past

April 17, 2013 - August 18, 2014

GLOBAL HUNTER SECURITIES, LLC

BD
CRD#: 123003
NEW YORK, NY
Past

September 13, 2004 - January 16, 2013

COWEN SECURITIES LLC

BD
CRD#: 23510
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/4/2026)
RR
Colorado
(1/30/2026)
RR
Connecticut
(1/30/2026)
RR
Delaware
(1/30/2026)
RR
Florida
(1/28/2026)
RR
Illinois
(1/28/2026)
RR
Iowa
(1/30/2026)
RR
Maryland
(2/5/2026)
RR
Massachusetts
(1/29/2026)
RR
Minnesota
(1/28/2026)
RR
New Jersey
(1/28/2026)
RR
New York
(2/4/2026)
RR
North Carolina
(3/4/2026)
RR
Ohio
(1/29/2026)
RR
Pennsylvania
(2/2/2026)
RR
Texas
(1/28/2026)
RR
Washington
(1/28/2026)
RR
Wisconsin
(1/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/9/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/5/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/5/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 86
Date: 3/5/2024
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 3/5/2024
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 9/2/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/11/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/5/2024
General Securities Principal Examination
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

CS
CLARKSONS SECURITIES, INC
CLARKSONS PLATOU SECURITIES, INC. | RS PLATOU MARKETS, INC. | RS PLATOU MARKETS INC. | R & R PLANNING GROUP LTD | DJF DISCOUNT BROKERS, INC. | DJF DISCOUNT BROKERS, INC | CLARKSONS SECURITIES, INC. | CLARKSONS SECURITIES, INC

CRD#: 30882 / SEC#: , 8-45221

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
104 West 40th Street - 12th Floor, New York, NY 10018
Mailing Address
104 West 40th Street - 12th Floor, New York, NY 10018
Phone number
(212) 317-7092
Established
New York since 09/15/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CLARKSONS SECURITIES ASSOLE SHAREHOLDER
DEVRIES, TIMOTHY SCO-CEO4852002
FODSTAD, CHRISTIAN GJELSVIKDIRECTOR7726256
HELBERG, IVAN ERIKDIRECTOR6447460
HOY, SNORRE FAERDENDIRECTOR7726806
IANNACI, SALVATORE ANTHONYCO-CEO2778870
MCDONAGH, BRIAN JOSEPHCFO/FINOP2749774
MCDONAGH, BRIAN JOSEPHCHIEF COMPLIANCE OFFICER2749774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CLARKSONS SECURITIES, INC

CRD#: 30882New York, NY 10018

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