Timothy P. Hammond

GATEWAY WEALTH PARTNERS

Glendale, AZ

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CRD#: 4852462

Professional summary

Timothy Paul Hammond, CFP®, ChFC®, CLU®, who also goes by Tim P Hammond, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Glendale, Arizona and LPL FINANCIAL LLC located in Glendale, Arizona.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Timothy has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Tax Planning

Estate Planning

Employee and Employer Plan Ben...

Retirement Income Management

Comprehensive Financial Planni...

Retirement Planning

Social Security Planning

Insurance Planning

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Tim P Hammond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Paul Hammond's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

August 14, 2025 - Present

GATEWAY WEALTH PARTNERS, LLC

RIA

CRD#: 322789

Glendale, AZ

Current

December 8, 2016 - Present

LPL FINANCIAL LLC

RIA

CRD#: 6413

GLENDALE, AZ

Past

January 12, 2017 - April 9, 2026

WEALTHCARE ADVISORY PARTNERS LLC

RIA

CRD#: 171976

Phoenix, AZ

Past

February 4, 2010 - December 14, 2016

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

PHOENIX, AZ

Past

January 19, 2010 - December 14, 2016

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PHOENIX, AZ

Past

December 11, 2009 - January 13, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

GLENDALE, AZ

Past

September 15, 2009 - January 13, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

GLENDALE, AZ

Past

August 2, 2006 - July 23, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PHOENIX, AZ

Past

October 8, 2004 - March 29, 2005

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/8/2016)

IAR

Arizona
(8/14/2025)

California
(5/12/2020)

Colorado
(12/5/2022)

Florida
(4/17/2020)

New Jersey
(8/21/2024)

New York
(2/6/2018)

Virginia
(12/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/2/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/14/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/14/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/7/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Mailing Address

Phone number

(920) 731-9293

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (10/3/2025)

GATEWAY DISCLOSURE BROCHURE (10/3/2025)

Regulatory assets under management

Total Number of Accounts	5,702
AUM (Assets Under Management)	$ 1,249,772,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Timothy P. Hammond

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Paul Hammond's CRS (Customer Relationship Summary).

Certified licenses

Experience

GATEWAY WEALTH PARTNERS, LLC

LPL FINANCIAL LLC

WEALTHCARE ADVISORY PARTNERS LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

GATEWAY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/2/2009

Series 63

Date: 10/14/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/14/2006

Series 6

Date: 10/7/2004

FINRA

Current Firm

GATEWAY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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