AF
Andrew L. Finnigan
FORTITUDE ADVISORY GROUP L.L.C.
Gig Harbor, WA 98335
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CRD#: 4852413
AF
Professional summary
Andrew Lucas Finnigan, who also goes by Andrew L Finnigan, is a registered financial advisor currently at FORTITUDE ADVISORY GROUP L.L.C. located in Gig Harbor, Washington.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Andrew has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew L Finnigan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Managing Member, Director, and Co-Owner, Old Loyal Films, LLC, a private entity involved in independent film making; Located in Tacoma, WA; As of 06/04/2014; Approximately 0% time spent during securities trading hours per month; Not conducted at branch location; Not investment related.
2.Sound Wealth Partners, LLC - investment advisor, of this firm that is a DBA of Fortitude Advisory Group L.L.C.
3.Sparrow Financial DBA - FOR TAX PURPOSES ONLY for my advisory business.
4. Blue Mouse Theatre, 2611 N. Proctor
Tacoma, WA 98407. Movie theater, Owner, Non-investment related, 1-10% time spent on activity during non-securities hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Lucas Finnigan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2019 - Present
FORTITUDE ADVISORY GROUP L.L.C.
Office #1: 7195 Wagner Way Suite 104, Gig Harbor, WA 98335RIA
CRD#: 116083
Gig Harbor, WA
Past
October 26, 2022 - August 14, 2024
QUINT CAPITAL CORPORATION
BD
CRD#: 26586
NEW YORK, NY
Past
February 6, 2020 - August 11, 2022
MONEY CONCEPTS CAPITAL CORP
RIA
CRD#: 12963
LAKEWOOD, WA
Past
November 4, 2019 - October 26, 2022
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
LAKEWOOD, WA
Past
September 24, 2018 - November 4, 2019
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Port Orchard, WA
Past
September 24, 2018 - November 4, 2019
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Port Orchard, WA
Past
May 12, 2011 - September 24, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
PORT ORCHARD, WA
Past
February 8, 2011 - September 24, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
PORT ORCHARD, WA
Past
February 2, 2011 - February 8, 2011
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
FIRCREST, WA
Past
February 17, 2005 - February 8, 2011
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
FIRCREST, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FORTITUDE ADVISORY GROUP L.L.C.
AFM INVESTMENTS | WEITZ FINANCIAL | WEALTH INNOVATIONS | VALDA PARTNERS | SUMNER WEITZ PRIVATE CLIENT GROUP | SUMMITALLIANCE ADVISORS, L.L.C. | SOUND WEALTH PARTNERS | SIG FIDUCIARY MANAGEMENT | SIG ADVISORS, L.L.C. | RIDDICK & COMPANY ENTREPRENEURIAL FINANCE | PROACTIVE PLANNING PARTNERS (P3) | ONE WEALTH MANAGEMENT | JORDAN A. LINN ADVISORY SERVICES | JL ADVISORY SERVICES | FORTITUDE ADVISORY GROUP L.L.C. | FARR FINANCIAL | CONCENTIO CAPITAL | CK FINANCIAL SERVICES | ARGENTUS PARTNERS, LLC | ARGENTUS ADVISORS, LLC (DBA: SOUND WEALTH PARTNERS) | ARGENTUS ADVISORS, LLC | ARGENTUS | APERTURE ADVISORS
CRD#: 116083 / SEC#: 801-60827
RIA
Registered Investment Advisory firm - (1/4/2002 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(11/5/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FA
FORTITUDE ADVISORY GROUP L.L.C.
AFM INVESTMENTS | WEITZ FINANCIAL | WEALTH INNOVATIONS | VALDA PARTNERS | SUMNER WEITZ PRIVATE CLIENT GROUP | SUMMITALLIANCE ADVISORS, L.L.C. | SOUND WEALTH PARTNERS | SIG FIDUCIARY MANAGEMENT | SIG ADVISORS, L.L.C. | RIDDICK & COMPANY ENTREPRENEURIAL FINANCE | PROACTIVE PLANNING PARTNERS (P3) | ONE WEALTH MANAGEMENT | JORDAN A. LINN ADVISORY SERVICES | JL ADVISORY SERVICES | FORTITUDE ADVISORY GROUP L.L.C. | FARR FINANCIAL | CONCENTIO CAPITAL | CK FINANCIAL SERVICES | ARGENTUS PARTNERS, LLC | ARGENTUS ADVISORS, LLC (DBA: SOUND WEALTH PARTNERS) | ARGENTUS ADVISORS, LLC | ARGENTUS | APERTURE ADVISORS
CRD#: 116083 / SEC#: 801-60827
RIA
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Contact information
Main Address
7195 Wagner Way Suite 104, Gig Harbor, WA 98335
Mailing Address
Phone number
(253) 470-4977
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,326 |
| AUM (Assets Under Management) | $ 416,903,117 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORTITUDE ADVISORY GROUP L.L.C.
CRD#: 116083Gig Harbor, WA 98335TRUST BUT VERIFY
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