Robert C. Locke
Professional summary
Robert Clark Locke is a registered financial professional currently at HILLWORTH BANK PARTNERS located in Austin, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2004. Robert has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Clark Locke's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2022 - Present
HILLWORTH BANK PARTNERS
Office #1: 3307 Northland Drive Suite 300, Austin, TX 78731Office #2: 3307 Northland Drive, Suite 300, Austin, TX 78731September 20, 2018 - January 19, 2022
MAGSTAR CAPITAL, LLC
November 18, 2004 - September 21, 2018
HOVDE GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2022)
(8/24/2023)
(1/31/2022)
(1/27/2022)
(3/15/2022)
(2/7/2022)
(4/26/2022)
(1/19/2022)
(1/18/2022)
(1/20/2022)
(2/7/2022)
(1/18/2022)
(1/26/2022)
(2/11/2022)
(1/14/2022)
(2/15/2022)
(1/18/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HILLWORTH BANK PARTNERS
CRD#: 307454 / SEC#: , 8-70498
Contact information
FINRA licenses (17 States and Territories)
Red Flags
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