Ryan A. Monroe

WESTFULLER ADVISORS

New York, NY 10036

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CRD#: 4852274

Professional summary

Ryan Arnez Monroe is a registered financial advisor currently at WESTFULLER ADVISORS, LLC located in New York, New York.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Ryan has worked at 13 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RyArMo Photography Studio LLC; Non-Investment Related; Newark, NJ; Began 05/2013; Commercial Photography Studio; Owner/Creative Director; 40 hours per month with 0 during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Arnez Monroe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2023 - Present

WESTFULLER ADVISORS, LLC

Office #1: 1185 Avenue Of The Americas Suite 319, New York, NY 10036

RIA

CRD#: 155054

New York, NY

Past

March 2, 2023 - April 3, 2023

ADASINA SOCIAL CAPITAL

RIA

CRD#: 151411

NEWARK, NJ

Past

April 20, 2022 - April 7, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

January 23, 2022 - January 18, 2023

ADASINA SOCIAL CAPITAL

RIA

CRD#: 151411

Newark, NJ

Past

March 24, 2021 - January 27, 2022

PATHSTONE

RIA

CRD#: 151736

NEW YORK, NY

Past

February 22, 2018 - March 5, 2021

CORNERSTONE CAPITAL INC.

RIA

CRD#: 169232

New York, NY

Past

May 2, 2016 - May 10, 2017

AJF CAPITAL MANAGEMENT, INC.

RIA

CRD#: 126414

NEW YORK, NY

Past

August 18, 2015 - March 17, 2017

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

NEW YORK, NY

Past

September 22, 2014 - July 22, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

NEW YORK, NY

Past

August 27, 2014 - July 22, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NEW YORK, NY

Past

May 18, 2011 - May 23, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

May 18, 2011 - May 23, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 4, 2009 - January 31, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

BROOKLYN, NY

Past

August 4, 2009 - January 31, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BROOKLYN, NY

Past

June 2, 2008 - July 30, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WEEHAWKEN, NJ

Past

June 2, 2008 - July 30, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 29, 2007 - June 3, 2008

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

May 29, 2007 - June 3, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 1, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

NEW YORK, NY

Past

September 16, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTFULLER ADVISORS, LLC

ATLANTICA WEALTH, LLC | WESTFULLER ADVISORS, LLC | GENESIS LEGACY ADVISORS LLC

CRD#: 155054 / SEC#: 801-111864

RIA

Registered Investment Advisory firm - (10/15/2017 Approved)

New Jersey

Registered Investment Advisory firm - (1/31/2014 Terminated)

New York

Registered Investment Advisory firm - (8/24/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/11/2023)

IAR

New York
(7/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/6/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/7/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/10/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/14/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WESTFULLER ADVISORS, LLC

ATLANTICA WEALTH, LLC | WESTFULLER ADVISORS, LLC | GENESIS LEGACY ADVISORS LLC

CRD#: 155054 / SEC#: 801-111864

RIA

Registered Investment Advisory firm - (10/15/2017 Approved)

New Jersey

Registered Investment Advisory firm - (1/31/2014 Terminated)

New York

Registered Investment Advisory firm - (8/24/2021 Terminated)

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Contact information

Main Address

1185 Avenue Of The Americas Suite 319, New York, NY 10036

Mailing Address

Phone number

(212) 542-5851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTFULLER ADVISORS, LLC PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 2,135,363,056

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan A. Monroe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Arnez Monroe's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADASINA SOCIAL CAPITAL

FORESIDE FUND SERVICES, LLC

ADASINA SOCIAL CAPITAL

PATHSTONE

CORNERSTONE CAPITAL INC.

AJF CAPITAL MANAGEMENT, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

WESTFULLER ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/6/2022

Series 65

Date: 6/7/2006

Series 7

Date: 5/10/2006

Series 6

Date: 9/14/2004

Current Firm

WESTFULLER ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTFULLER ADVISORS, LLC

TRUST BUT VERIFY

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