Timothy S. Devries

CLARKSONS SECURITIES,

NEW YORK, NY 10018

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CRD#: 4852002

Professional summary

Timothy S Devries, who also goes by Timothy Scott Devries, is a registered financial professional currently at CLARKSONS SECURITIES, INC located in New York, New York.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2004. Timothy has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Timothy Scott Devries

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy S Devries's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2015 - Present

CLARKSONS SECURITIES, INC

Office #1: 104 West 40th Street - 12th Floor, New York, NY 10018

CRD#: 30882

NEW YORK, NY

Past

June 6, 2012 - October 1, 2015

D/B/A CLARKSONS PLATOU SECURITIES

CRD#: 113325

NEW YORK, NY

Past

November 1, 2011 - June 8, 2012

GLOBAL HUNTER SECURITIES, LLC

CRD#: 123003

NEW YORK, NY

Past

June 8, 2010 - November 23, 2011

MADISON WILLIAMS AND COMPANY

CRD#: 149530

NEW YORK, NY

Past

May 1, 2006 - June 3, 2010

NATIXIS SECURITIES AMERICAS LLC

CRD#: 1101

NEW YORK, NY

Past

February 8, 2005 - April 27, 2006

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

October 19, 2004 - November 17, 2004

EASTBROOK CAPITAL GROUP LLC

CRD#: 39781

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/4/2015)

Colorado
(3/21/2018)

Connecticut
(5/4/2015)

Florida
(5/4/2015)

Illinois
(9/18/2018)

Massachusetts
(5/6/2015)

Minnesota
(9/18/2018)

New Jersey
(5/4/2015)

New York
(5/4/2015)

North Carolina
(3/15/2018)

Ohio
(9/18/2018)

Pennsylvania
(5/6/2015)

Texas
(5/4/2015)

Exams

State Security Law Exam

Series 63

Date: 11/1/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/5/2019

General Securities Principal Examination

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

FINRA

Current Firm

CLARKSONS SECURITIES, INC

CRD#: 30882 / SEC#: , 8-45221

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

104 West 40th Street - 12th Floor, New York, NY 10018

Mailing Address

104 West 40th Street - 12th Floor, New York, NY 10018

Phone number

(212) 317-7092

Established

New York since 09/15/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CLARKSONS SECURITIES AS	SOLE SHAREHOLDER
DEVRIES, TIMOTHY S	CO-CEO	4852002
FODSTAD, CHRISTIAN GJELSVIK	DIRECTOR	7726256
HELBERG, IVAN ERIK	DIRECTOR	6447460
HOY, SNORRE FAERDEN	DIRECTOR	7726806
IANNACI, SALVATORE ANTHONY	CO-CEO	2778870
MCDONAGH, BRIAN JOSEPH	CHIEF COMPLIANCE OFFICER	2749774
MCDONAGH, BRIAN JOSEPH	CFO/FINOP	2749774

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Firm Stability Insights

Timothy S. Devries

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy S Devries's CRS (Customer Relationship Summary).

Certified licenses

Experience

D/B/A CLARKSONS PLATOU SECURITIES

GLOBAL HUNTER SECURITIES, LLC

MADISON WILLIAMS AND COMPANY

NATIXIS SECURITIES AMERICAS LLC

J.P. MORGAN SECURITIES LLC

EASTBROOK CAPITAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/18/2004

Series 24

Date: 12/5/2019

Cboe EDGA Exchange, Inc.

FINRA

Current Firm

CLARKSONS SECURITIES, INC

Contact information

FINRA licenses (18 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CLARKSONS SECURITIES, INC

TRUST BUT VERIFY

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