Kenneth J. Hanna

UNITED CAPITAL FINANCIAL ADVISORS

CARNEGIE, PA 15106

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CRD#: 4851940

Professional summary

Kenneth Jeffrey Hanna, who also goes by K. Jeffrey Hanna, Kenneth Jeffrey Hanna Jr., is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Carnegie, Pennsylvania and INTEGRITY ALLIANCE, LLC. located in Carnegie, Pennsylvania.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kenneth has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

K. Jeffrey Hanna | Kenneth Jeffrey Hanna Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Co-owner of CoStar Brewing. Organization is not primarily engaged in investment-related activity. Organization operates out of Pittsburgh, PA. Start date was December 1, 2016. Less than ten hours per week. Duties include assisting with managing the affairs of the organization.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Jeffrey Hanna's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2015 - Present

UNITED CAPITAL FINANCIAL ADVISORS

Office #1: 912 Washington Avenue, Carnegie, PA 15106

RIA

CRD#: 134600

CARNEGIE, PA

Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 912 Washington Ave, Carnegie, PA 15106

RIA

CRD#: 139627

Carnegie, PA

Past

February 9, 2024 - November 3, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

Carnegie, PA

Past

September 4, 2020 - November 16, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

CARNEGIE, PA

Past

November 1, 2017 - July 15, 2019

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

Carnegie, PA

Past

November 1, 2017 - September 3, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Carnegie, PA

Past

November 25, 2015 - November 1, 2017

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

Carnegie, PA

Past

October 30, 2015 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

Carnegie, PA

Past

August 17, 2011 - July 11, 2016

SELECT FINANCIAL GROUP, LLC

RIA

CRD#: 111099

CARNEGIE, PA

Past

June 30, 2011 - November 4, 2015

OSAIC WEALTH, INC.

RIA

CRD#: 23131

CARNEGIE, PA

Past

June 30, 2011 - November 4, 2015

OSAIC WEALTH, INC.

CRD#: 23131

CARNEGIE, PA

Past

January 19, 2011 - June 24, 2011

ESSEX NATIONAL SECURITIES, LLC

RIA

CRD#: 25454

INDIANA, PA

Past

January 19, 2011 - June 24, 2011

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

INDIANA, PA

Past

November 25, 2009 - November 1, 2010

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

PITTSBURGH, PA

Past

November 24, 2009 - November 1, 2010

INVEST FINANCIAL CORPORATION

CRD#: 12984

PITTSBURGH, PA

Past

February 11, 2009 - December 4, 2009

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

PITTSBURGH, PA

Past

February 11, 2009 - December 4, 2009

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

PITTSBURGH, PA

Past

October 29, 2007 - December 31, 2008

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

PITTSBURGH, PA

Past

January 1, 2007 - December 31, 2008

STANCORP EQUITIES, INC.

CRD#: 19517

PITTSBURGH, PA

Past

February 8, 2006 - January 1, 2007

INVESMART SECURITIES, LLC

CRD#: 104168

PITTSBURGH, PA

Past

November 4, 2004 - March 1, 2006

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(11/3/2025)

Massachusetts
(11/3/2025)

New Hampshire
(11/3/2025)

New Jersey
(11/3/2025)

North Carolina
(11/3/2025)

IAR

Pennsylvania
(10/30/2015)

Pennsylvania
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/27/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/2/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

CRD#: 134600 / SEC#: 801-64376

RIA

Registered Investment Advisory firm - (6/9/2005 Approved)

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Contact information

Main Address

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062

Mailing Address

Phone number

(972) 822-2055

Established

Firm type

Fiscal year end

# of Employees

271

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

UNITED CAPITAL FINANCIAL ADVISORS WRAP FEE PROGRAM BROCHURE (3/28/2025)

UNITED CAPITAL FINANCIAL ADVISORS ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	41,738
AUM (Assets Under Management)	$ 17,211,052,120

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/01/2024	Cover Page	Report
10/30/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth J. Hanna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Jeffrey Hanna's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

LION STREET FINANCIAL, LLC

GOLDMAN SACHS & CO. LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

SELECT FINANCIAL GROUP, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

INVESMART SECURITIES, LLC

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

UNITED CAPITAL FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2007

Series 63

Date: 6/9/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/27/2011

Series 6

Date: 11/2/2004

FINRA

Current Firm

UNITED CAPITAL FINANCIAL ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

UNITED CAPITAL FINANCIAL ADVISORS

TRUST BUT VERIFY

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