RR
Ronald J. Rich
RONALD J. RICH FINANCIAL ADVISING
Lakewood, OH
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CRD#: 4851938
RR
Professional summary
Ronald James Rich is a registered financial advisor currently at RONALD J. RICH FINANCIAL ADVISING located in Lakewood, Ohio.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Ronald has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MANAGING MEMBER OF RJR PRODUCT DEVELOPENT LTD. WHICH IS A NON-PRIMARY BUSINESS USED TO DEVELOP PRODUCTS (HARDWARE ITEMS. NOT INVESTMENT RELATED). APPROXIMATELY SPEND 20 TO 40 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald James Rich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 26, 2006 - Present
RONALD J. RICH FINANCIAL ADVISING
RIA
CRD#: 132696
Lakewood, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(10/26/2006)
Current Firm
RJ
RONALD J. RICH FINANCIAL ADVISING
RONALD J. RICH FINANCIAL ADVISING | RONALD JAMES RICH | RONALD J. RICH FINANCIAL ADVISING LTD.
CRD#: 132696 / SEC#:
Ohio
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Contact information
Main Address
Lakewood, OH
Mailing Address
Phone number
(216) 410-6621
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 9,479,524 |
Red Flags
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