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JB

John J Brough Jr.

BENTLEY WEALTH ADVISORS
WARWICK, RI
·CRD# 4851866·19 years experience

Professional Summary

John J Brough JR., who also goes by John J Brough, is a registered financial advisor currently at BENTLEY WEALTH ADVISORS, LLC located in Warwick, Rhode Island. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John J Brough

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

BENTLEY WEALTH ADVISORS, LLC·CRD# 293311
RIA
117 Metro Center Boulevard Suite 3000, Warwick, RI 02886
January 15, 2019 - Present
BENTLEY WEALTH ADVISORS, LLC·CRD# 293311
RIA
Warwick, RI
June 29, 2018 - December 31, 2018
BENTLEY WEALTH ADVISORS, LLC·CRD# 126007
RIA
Warwick, RI
November 22, 2007 - January 4, 2011

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Current Firm

BW
BENTLEY WEALTH ADVISORS, LLC

BENTLEY WEALTH ADVISORS, LLC

CRD#: 293311
Rhode Island
Registered Investment Advisory firm - Rhode Island (12/31/2018 Approved)

Contact Information

Main Address

117 Metro Center Boulevard Suite 3000, Warwick, RI 02886

Phone Number

(401) 921-2000

# of Employees

12

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DISANTO PRIEST & CO., WARWICK, RI, NON-INVESTMENT RELATED; RETIRED PARTNER; 01/2003 TO PRESENT; CURRENTLY DEVOTES APPROXIMATELY 20 HOURS PER MONTH TO THIS BUSINESS. 2) SEGUE ADVISORY GROUP, LLC; WAKEFIELD, RI 02880; NON-INVESTMENT-RELATED; SPECIALIZED ADVISORY SERVICES; MANAGING DIRECTOR; MARCH 2020; HOURS VARY; BUSINESS VALUATION; LITIGATION SUPPORT; BUSINESS ADVISORY; SUCCESSION PLANNING; MANAGEMENT. 3) MONETA INVESTORS, INC, INVESTMENT RELATED, NON TRADITIONAL INCOME FROM ACCOUNTING FIRM, SHAREHOLDER, 2011, 10 HOURS PER MONTH, 117 Metro Center Blvd, Warwick, RI 02886. 4) JOHN J BROUGH, JR, INVESTMENT RELATED, NON TRADITIONAL INCOME FROM ACCOUNTING FIRM, SOLE PROPRIETOR, 2003, 5 HOURS PER MONTH. 5) FRANK A GESMONDI TRUST DTD 1989, INVESTMENT RELATED, ESTATE/TRUST ASSETS, TRUSTEE, 1989, 2 HOURS PER MONTH. 6) DON A DEANGELIS IRREVOCABLE TRUST, NON-INVESTMENT RELATED, IRREVOCABLE LIFE INSURANCE TRUST, TRUSTEE, 2006, 5-10 HOURS PER MONTH. 7) DAVID BAUD IRREVOCABLE TRUST, NON-INVESTMENT RELATED, IRREVOCABLE LIFE INSURANCE TRUST, TRUSTEE, 2006, 1 HOUR PER MONTH. 8) LAURIE BAUD IRREVOCABLE TRUST, NON-INVESTMENT RELATED, IRREVOCABLE LIFE INSURANCE TRUST, TRUSTEE, 2006, 1 HOUR PER MONTH. 9) UNIVERSITY OF RI COLLEGE OF BUSINESS ADVISORY COUNCIL, NON-INVESTMENT RELATED, DEAN'S ADVISORY COUNCIL, COUNCIL MEMBER, 1995, 2 HOURS PER MONTH. 10) UNIVERSITY OF RI FOUNDATION, NON-INVESTMENT RELATED, UNIVERSITY FOUNDATION, TRUSTEE, 1996, 2 HOURS PER MONTH. 11) UNIVERSITY OF RI FOUNDATION AUDIT COMMITTEE, NON-INVESTMENT RELATED, AUDIT COMMITTEE CHAIR, OCTOBER 2021 (COMMITTEE MEMBER SINCE 2008), 2-3 HOURS PER MONTH. 12) SOUTH COUNTY HEALTH PROFESSIONAL ADVISORY GROUP, NON INVESTMENT RELATED, ADVISORY GROUP, COMMITTEE MEMBER, 2010, 1 HOUR PER MONTH. 13) UNIVERSITY CLUB, PAST PRESIDENT AS OF JUNE 2025, BOARD OF DIRECTORS, LONG RANGE PLANNING AND FINANCE COMMITTEES, 2019-PRESENT, 10-15 HRS PER MONTH. 14) ABIGAIL R. CORRADO IRREVOCABLE TRUST, NON-INVESTMENT RELATED, IRREVOCABLE SPECIAL NEEDS TRUST, CO-TRUSTEE, 2018, 1 HOUR PER MONTH. 15) BROOK DEANGELIS, IRREVOCABLE TRUST, 2016, INVESTMENT RELATED, IRREVOCABLE TRUST, TRUSTEE, 2016, 1 HOUR PER MONTH. 16) SLOANE DEANGELIS IRREVOCABLE TRUST 2016, INVESTMENT RELATED, 2016, 1 HOUR PER MONTH. 17) ALICE LAURENSON LIVING TRUST, INVESTMENT RELATED, ESTATE/LIVING TRUST, CO-TRUSTEE, 2019, 1 HOURS PER MONTH.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Rhode Island
(1/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2007About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John J Brough JR.'s CRS (Customer Relationship Summary).

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