DD
Derrick R. Dees
THE CLARUS GROUP
Houston, TX 77027
Some features on this profile are disabled
CRD#: 4851863
DD
Professional summary
Derrick Ray Dees is a registered financial advisor currently at THE CLARUS GROUP located in Houston, Texas.
Derrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Derrick has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Amarillo Hills LLC Address: 16333 CR 621, Angleton, TX, 77515, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/29/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50 percent owner in the LLC with Jarrod Smith that was formed to purchase a ranch (2)Name of Business: China Grove Cattle LLC Address: 16333 CR 621 , Angleton, TX, 77515, United States Activity Type: Agriculture/Farming Position/Title: Partner Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Cattle Ranching (3)Name of Business: Dees Properties LLC Address: 113 N Velasco St Ste B, Angleton, TX, 77515, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I Own four commercial buildings around My office. One is used for my office the others are rented or plan to be rented. Dees Properties also owns one rent house which is rented to Chloe Novak (4)Name of Business: Rocking 6 Cattle Company Address: 16333 CR 621, Angleton, TX, 77515, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Cattle Ranching (5)Name of Business: Rocking 6 Construction LLC Address: 116 N Velasco, Angleton, TX, 77515, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/01/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I remodel and build houses for profit (6) The Clarus Insurance Group, LLC, Non Investment-Related, Same Address, Insurance Firm, Licensed Insurance Professional, Start Date: 08/2023, 10 HRS/Month, 10 HRS/Month During Trading Hours, Sale of Insurance Products
CRS (Client Relationship Summary) - RIA
Click below to view Derrick Ray Dees's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2023 - Present
THE CLARUS GROUP
Office #1: 520 Post Oak Blvd. Suite 750, Houston, TX 77027RIA
CRD#: 310163
Houston, TX
Past
June 7, 2012 - April 5, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
ANGLETON, TX
Past
June 1, 2012 - April 5, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ANGLETON, TX
Past
January 28, 2008 - June 5, 2012
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
LAKE JACKSON, TX
Past
January 10, 2008 - January 1, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
LAKE JACKSON, TX
Past
January 1, 2008 - June 5, 2012
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
LAKE JACKSON, TX
Past
October 11, 2004 - November 15, 2007
WOODMEN FINANCIAL SERVICES, INC.
BD
CRD#: 117365
ANGELTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
THE CLARUS GROUP
CLARUS WEALTH GROUP | THE CLARUS GROUP, INC. | THE CLARUS GROUP
CRD#: 310163 / SEC#: 801-119388
RIA
Registered Investment Advisory firm - (9/2/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
TC
THE CLARUS GROUP
CLARUS WEALTH GROUP | THE CLARUS GROUP, INC. | THE CLARUS GROUP
CRD#: 310163 / SEC#: 801-119388
RIA
Registered Investment Advisory firm - (9/2/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
520 Post Oak Blvd. Suite 750, Houston, TX 77027
Mailing Address
Phone number
(713) 621-3500
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,807 |
| AUM (Assets Under Management) | $ 877,307,586 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
