Timothy M. Tallman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael Tallman, CFP®, who also goes by Mike Tallman, T Michael Tallman, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2004. Timothy had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
January 13, 2022 - December 31, 2022
HFG ADVISORS, INC.
February 28, 2012 - December 2, 2013
CETERA ADVISORS LLC
January 27, 2005 - February 1, 2016
HABERLING FINANCIAL GROUP, INC.
November 5, 2004 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
Primary Firm SEC Registration
HFG ADVISORS, INC.
CRD#: 316446 / SEC#: 801-123046
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HFG ADVISORS, INC.
CRD#: 316446 / SEC#: 801-123046
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 335 |
| AUM (Assets Under Management) | $ 221,379,574 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
