AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JC

Jenny Z. Chen

I-BANKERS SECURITIES
Fairfield, CT 06824
Some features on this profile are disabled
CRD#: 4851695
JC

Professional summary

Jenny Zheng Chen is a registered financial professional currently at I-BANKERS SECURITIES, INC. located in Fairfield, Connecticut.

Jenny is registered as a RR (Registered Representative) and started their career in finance in 2007. Jenny has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jenny Zheng Chen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 10, 2022 - Present

I-BANKERS SECURITIES, INC.

Office #1: 1261 Post Road Suite 202a, Fairfield, CT 06824
BD
CRD#: 41352
Fairfield, CT
Past

January 10, 2022 - June 11, 2024

I-BANKERS DIRECT, LLC

BD
CRD#: 167533
BOCA RATON, FL
Past

November 25, 2009 - August 30, 2010

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

November 1, 2007 - May 20, 2009

MANAGED ACCOUNT ADVISORS LLC

RIA
CRD#: 142558
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/19/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/31/2007
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/10/2022
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 11/1/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 5/24/2010
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/23/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IS
I-BANKERS SECURITIES, INC.
I-BANKERS SECURITIES, INC. | MILLENNIUM FINANCIAL GROUP, INC. | IBS HOLDING CORPORATION

CRD#: 41352 / SEC#: , 8-49385

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Loading...

Contact information

Main Address
1200 N Federal Hwy Suite 215, Boca Raton, FL 33432
Mailing Address
1200 N Federal Hwy Suite 215, Boca Raton, FL 33432
Phone number
(817) 980-9034
Established
Texas since 06/06/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MCCRORY, JAMES MICHAELBOARD CHAIRMAN/OWNER2366988
LEONARD, SHELLEY KAYOWNER2401474
FLORIANI, PAOLO ERMENEGILDOSHAREHOLDER2760686
LEVIN, ALAN BRUCECFO3073530
MCCLOSKEY, MATTHEW JOSEPHPRESIDENT/CEO3035438
THAYER, LARRY DANIEL JRCHIEF COMPLIANCE OFFICER4598879

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

I-BANKERS SECURITIES, INC.

CRD#: 41352Fairfield, CT 06824

TRUST BUT VERIFY

Monitor Jenny Chen

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Philip David Meese
Philip MeeseAdvisorCheck Check Mark
AE WEALTH MANAGEMENT, LLC
IAR
Darien, CT
HF
Harlan FischerAdvisorCheck Check Mark
CETERA INVESTMENT ADVISERS LLC
IAR
RR
SETAUKET, NY
DH
Donald HenryAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
Danbury, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.