Kenneth A. Thornton
Professional summary
Kenneth Alec Thornton, who also goes by Alec Thornton, K Alec Thornton ^, K Alec Thornton, Kenneth A Thornton, Kenneth Thornton, K^ Alec Thornton ^, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Fort Myers, Florida.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2004. Kenneth has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Alec Thornton's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2018 - Present
P.J. ROBB VARIABLE, LLC
March 29, 2017 - January 3, 2018
INVESTACORP ADVISORY SERVICES INC
March 28, 2017 - January 3, 2018
INVESTACORP, INC.
June 1, 2011 - November 15, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 2011 - November 15, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 17, 2011 - May 13, 2011
FIFTH THIRD SECURITIES, INC.
February 16, 2011 - May 13, 2011
FIFTH THIRD SECURITIES, INC.
June 15, 2010 - November 26, 2010
U.S. BANCORP INVESTMENTS, INC.
May 27, 2009 - May 21, 2010
ALLSTATE FINANCIAL SERVICES, LLC
September 28, 2004 - May 4, 2009
U.S. BANCORP INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/24/2025)
(8/15/2019)
(9/22/2020)
(9/20/2022)
(12/19/2019)
(5/20/2022)
(1/11/2023)
(10/7/2020)
(6/5/2019)
(2/7/2018)
(4/27/2018)
(10/10/2018)
(2/27/2023)
(9/27/2024)
Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
