Christin N. Cordova
Professional summary
Christin Nicole Cordova, who also goes by Christin Nicole Burkhart, Christin Nicole Cordova Burkhart, Christin Nicole Cordovaburkhart, Christin Nicole Davis, Christin Nicole Van Brunt, Christin Nicole Ybarra, is a registered financial professional currently at OSAIC WEALTH, INC. located in Littleton, Colorado.
Christin is registered as a RR (Registered Representative) and started their career in finance in 2007. Christin has worked at 7 firms and has passed the Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christin Nicole Cordova's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2019 - Present
OSAIC WEALTH, INC.
Office #1: 2 West Dry Creek Circle Suite 130, Littleton, CO 80120December 20, 2018 - October 1, 2019
WOODBURY FINANCIAL SERVICES, INC.
December 20, 2018 - October 1, 2019
OSAIC SERVICES, INC.
December 20, 2018 - October 1, 2019
FSC SECURITIES CORPORATION
November 2, 2018 - October 1, 2019
OSAIC WEALTH, INC.
May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
January 6, 2012 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
October 31, 2007 - January 6, 2012
WORLD GROUP SECURITIES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2019)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
