Eric Tallon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Tallon, who also goes by Eric A Tallon, Eric Alexander Tallon, Eric Tallon, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2005. Eric had worked at 12 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - July 6, 2026
STRATEGIC ADVISERS LLC
March 7, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 25, 2023 - July 6, 2026
FIDELITY BROKERAGE SERVICES LLC
March 14, 2022 - May 11, 2022
EQUITABLE ADVISORS, LLC
March 2, 2016 - May 18, 2016
SCOTTRADE, INC.
January 22, 2013 - May 18, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 22, 2013 - May 18, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2011 - December 21, 2012
CHARLES SCHWAB & CO., INC.
August 2, 2011 - December 21, 2012
CHARLES SCHWAB & CO., INC.
October 16, 2009 - July 8, 2011
MORGAN STANLEY
October 16, 2009 - July 8, 2011
MORGAN STANLEY
July 9, 2009 - September 11, 2009
TD AMERITRADE, INC.
July 7, 2009 - September 11, 2009
TD AMERITRADE, INC.
July 7, 2009 - September 11, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 2, 2009 - April 22, 2009
A.G.P. / ALLIANCE GLOBAL PARTNERS
October 22, 2008 - January 23, 2009
WAMU INVESTMENTS, INC.
October 21, 2008 - January 23, 2009
WAMU INVESTMENTS, INC.
January 16, 2006 - October 21, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2005 - October 21, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/14/2022
General Securities Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
