Erik J. Larsen

FARTHER

Sedona, AZ

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CRD#: 4851114

Professional summary

Erik Jens Larsen, who also goes by Erik Larsen, is a registered financial advisor currently at FARTHER located in Sedona, Arizona.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Erik has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik Larsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Erik Larsen Insurance; Investment-Related; Location: 881 Thomas Ave. #11, San Diego, CA 92109; Title: Insurance Agent; Position: Owner, Sole-Proprietor; Start Date: 8/26/2019; Time spent: 0 hours spent during market hours, 0 hours total; I am currently licensed for insurance but do not actively engage in this activity. 2) Center of Universal Light; Non-Investment related; 633 N. 5th Street, Cottonwood, AZ 86326; Community Organization; treasurer and Board Member; since March 2023; 4 hours/month, 0 during securities trading hours; General budget administration & voting board member. 3) Earth, Art, Sound, LLC; Non-Investment related; Arts & events legal entity of family; Registered Agent; since August 2022; 4 hours/month, 0 during securities trading hours; General business administration

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Jens Larsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2023 - Present

FARTHER

RIA

CRD#: 302050

Sedona, AZ

Past

September 23, 2019 - June 5, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

September 20, 2019 - June 5, 2023

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

January 25, 2018 - August 22, 2019

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

SAN DIEGO, CA

Past

February 9, 2011 - August 23, 2019

FSC SECURITIES CORPORATION

CRD#: 7461

SAN DIEGO, CA

Past

December 25, 2008 - December 31, 2017

THE RETIREMENT GROUP, LLC

RIA

CRD#: 148296

SAN DIEGO, CA

Past

December 23, 2008 - February 11, 2011

QA3 FINANCIAL CORP.

CRD#: 14754

WALNUT CREEK, CA

Past

September 6, 2007 - December 2, 2008

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SAN DIEGO, CA

Past

April 18, 2005 - May 9, 2007

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SAN DIEGO, CA

Past

September 27, 2004 - May 9, 2007

PRUCO SECURITIES, LLC.

CRD#: 5685

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/2/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/24/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/14/2014

General Securities Principal Examination

Current Firm

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

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Contact information

Main Address

345 California Street Suite 600, San Francisco, CA 94104

Mailing Address

Phone number

(628) 246-8004

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 (8/11/2025)

FORM ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts	24,245
AUM (Assets Under Management)	$ 7,523,810,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Erik J. Larsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Jens Larsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

THE RETIREMENT GROUP, LLC

FSC SECURITIES CORPORATION

THE RETIREMENT GROUP, LLC

QA3 FINANCIAL CORP.

SECURITIES SERVICE NETWORK, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

FARTHER

State Registrations and Notice Filings

Exams

Series 65

Date: 11/2/2004

Series 63

Date: 10/5/2004

SIE

Date: 10/1/2018

Series 7

Date: 8/18/2008

Series 6

Date: 9/24/2004

Series 24

Date: 2/14/2014

Current Firm

FARTHER

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FARTHER

TRUST BUT VERIFY

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