J'neanne M. Theus

THEUS WEALTH ADVISORS

Sunbury, OH

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CRD#: 4851011

Professional summary

J'neanne Mary Theus, who also goes by J'neanne Mary Gregoire, is a registered financial advisor currently at THEUS WEALTH ADVISORS located in Sunbury, Ohio and COMPASS FINANCIAL MANAGEMENT LLC located in Sunbury, Ohio.

J'neanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. J'neanne has worked at 6 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J'neanne Mary Gregoire

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view J'neanne Mary Theus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2014 - Present

THEUS WEALTH ADVISORS

RIA

CRD#: 169994

Sunbury, OH

Current

February 19, 2026 - Present

COMPASS FINANCIAL MANAGEMENT LLC

RIA

CRD#: 156345

Sunbury, OH

Past

August 9, 2023 - August 26, 2024

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

RIA

CRD#: 316024

Sunbury, OH

Past

January 2, 2013 - March 14, 2014

SIGNATURE INVESTMENTS, INC.

RIA

CRD#: 113443

DAYTON, OH

Past

November 14, 2011 - December 31, 2012

SICOR SECURITIES INC

RIA

CRD#: 16195

CLARKVILLE, MD

Past

June 8, 2011 - October 9, 2013

SICOR SECURITIES INC

CRD#: 16195

CLARKSVILLE, MD

Past

March 28, 2005 - June 17, 2011

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CLARKSVILLE, MD

Past

October 12, 2004 - June 17, 2011

PARK AVENUE SECURITIES LLC

CRD#: 46173

COLUMBIA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS FINANCIAL MANAGEMENT LLC

CRD#: 156345 / SEC#: 801-118185

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/19/2020 Terminated)

New York

Registered Investment Advisory firm - (3/11/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (3/11/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/17/2014)

IAR

Ohio
(9/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/15/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/3/2005

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COMPASS FINANCIAL MANAGEMENT LLC

CRD#: 156345 / SEC#: 801-118185

RIA

Registered Investment Advisory firm - (3/6/2020 Approved)

Florida

Registered Investment Advisory firm - (3/11/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (3/19/2020 Terminated)

New York

Registered Investment Advisory firm - (3/11/2020 Terminated)

South Carolina

Registered Investment Advisory firm - (3/11/2020 Terminated)

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Contact information

Main Address

2422 W. Sunset Drive, Tampa, FL 33629

Mailing Address

Phone number

(813) 831-5168

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS FINANCIAL MANAGEMENT ADV PART 2A 3/19/2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,350
AUM (Assets Under Management)	$ 518,984,611

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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J'neanne M. Theus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view J'neanne Mary Theus's CRS (Customer Relationship Summary).

Certified licenses

Experience

THEUS WEALTH ADVISORS

COMPASS FINANCIAL MANAGEMENT LLC

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

SIGNATURE INVESTMENTS, INC.

SICOR SECURITIES INC

SICOR SECURITIES INC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

COMPASS FINANCIAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/15/2005

Series 65

Date: 3/3/2005

Series 7

Date: 7/19/2007

Series 6

Date: 10/11/2004

Current Firm

COMPASS FINANCIAL MANAGEMENT LLC

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

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