Cheryl A. Brown

WERBA RUBIN PAPIER WEALTH MANAGEMENT

San Jose, CA 95112

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CRD#: 4850896

Professional summary

Cheryl Ann Brown, who also goes by Cheryl A Brown, Cheryl Brown, is a registered financial advisor currently at WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC located in San Jose, California.

Cheryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Cheryl has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cheryl A Brown | Cheryl Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Ann Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2025 - Present

WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC

Office #1: 1732 North 1st Street Suite 220, San Jose, CA 95112

RIA

CRD#: 139237

San Jose, CA

Past

March 12, 2019 - May 22, 2020

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PITTSBURGH, PA

Past

July 21, 2008 - April 30, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC

WERBA & DAVIS ADVISORY SERVICES, LLC | WERBA RUBIN WEALTH MANAGEMENT, LLC | WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC | WERBA ADVISORY SERVICES, LLC | WERBA ADVISORY SERVICES, INC.

CRD#: 139237 / SEC#: 801-66794

RIA

Registered Investment Advisory firm - (6/2/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/4/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/21/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2004

General Securities Representative Examination

Current Firm

WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC

WERBA & DAVIS ADVISORY SERVICES, LLC | WERBA RUBIN WEALTH MANAGEMENT, LLC | WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC | WERBA ADVISORY SERVICES, LLC | WERBA ADVISORY SERVICES, INC.

CRD#: 139237 / SEC#: 801-66794

RIA

Registered Investment Advisory firm - (6/2/2006 Approved)

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Contact information

Main Address

1732 North 1st Street Suite 220, San Jose, CA 95112

Mailing Address

Phone number

(408) 217-2000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-27 WERBA RUBIN PAPIER WEALTH MANAGEMENT ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,939
AUM (Assets Under Management)	$ 1,129,509,616

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cheryl A. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Ann Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/4/2012

Series 7TO

Date: 3/21/2024

SIE

Date: 4/30/2018

Series 7

Date: 10/29/2004

Current Firm

WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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