Heather C. Dougherty
Professional summary
Heather Celeste Dougherty, who also goes by Heather C. Dougherty, Heather C. Gibbs, Heather C Ransdell, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Lincoln, Nebraska.
Heather is registered as a RR (Registered Representative) and started their career in finance in 2004. Heather has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 51 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heather Celeste Dougherty's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 24, 2019 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 151 N 8th St Ste 450, Lincoln, NE 68508-1316March 22, 2018 - April 1, 2020
EVERLAKE DISTRIBUTORS, LLC
July 9, 2013 - April 3, 2018
ALLSTATE FINANCIAL SERVICES, LLC
May 11, 2009 - July 10, 2013
EVERLAKE DISTRIBUTORS, LLC
January 16, 2007 - March 25, 2009
EVERLAKE DISTRIBUTORS, LLC
September 11, 2006 - January 9, 2007
PNC WEALTH MANAGEMENT LLC
September 22, 2004 - January 9, 2007
PNC WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2024)
(4/23/2026)
Exams
What does exam status mean?
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE, FINOP | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
