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JK

Joseph B. Keener

PARK PLACE CAPITAL SECURITIES
HOMEWOOD, AL 35209
Some features on this profile are disabled
CRD#: 4850521
JK

Professional summary

Joseph Bragg Keener MR, who also goes by Joseph Keener, is a registered financial professional currently at PARK PLACE CAPITAL SECURITIES CORP. located in Homewood, Alabama.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2004. Joseph has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joseph Keener

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Bragg Keener MR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 26, 2024 - Present

PARK PLACE CAPITAL SECURITIES CORP.

Office #1: 2728 19th Place South Suite 140, Homewood, AL 35209
BD
CRD#: 326891
HOMEWOOD, AL
Past

December 9, 2004 - February 29, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/1/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/28/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/26/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/15/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/2004
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PP
PARK PLACE CAPITAL SECURITIES CORP.
PARK PLACE CAPITAL SECURITIES CORP.

CRD#: 326891 / SEC#: , 8-71138

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
2728 19th Place South Suite 140, Homewood, AL 35209
Mailing Address
2728 19th Place South Suite 140, Homewood, AL 35209
Phone number
(800) 459-9084
Established
Delaware since 04/13/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PARK PLACE CAPITAL CORPORATIONOWNER107952
COMBS, MARINA SCCO4536154
FOSTER, MATTHEW HAASCHAIRMAN OF THE BOARD4477994
ORDONIO, PAUL B ESQ.SECRETARY4584143
SCHAPS, MICHAEL ROBERTFINOP/CFO/POO/PFO1892138
SINGLETON, JEFFERY BARTONPRESIDENT2122679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARK PLACE CAPITAL SECURITIES CORP.

CRD#: 326891Homewood, AL 35209

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