Nicholas A. Coppola

POWER WEALTH MANAGEMENT

ALPHARETTA, GA 30009

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CRD#: 4850142

Professional summary

Nicholas Andrew Coppola, CFA, who also goes by Nicholas Coppola, is a registered financial advisor currently at POWER WEALTH MANAGEMENT located in Alpharetta, Georgia.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Nicholas has worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Coppola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Other Business - Henderson Ridge Consulting; Investment Related - No; Location - Decatur Georgia; Nature of Other Business - Consulting Services in the Utility Industry; Position - Part-time Consultant; Start Date - April 2025; Time Spent - Less Than 5 Hours Monthly, None During Trading Hours; Duties - Research and Analysis

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Andrew Coppola's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

June 8, 2023 - Present

POWER WEALTH MANAGEMENT

Office #1: 2400 Lakeview Pkwy Suite 675, Alpharetta, GA 30009

RIA

CRD#: 315101

ALPHARETTA, GA

Past

December 23, 2020 - November 30, 2022

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Atlanta, GA

Past

March 5, 2018 - January 4, 2021

KAYS FINANCIAL ADVISORY CORP

RIA

CRD#: 105873

Atlanta, GA

Past

October 18, 2013 - January 12, 2018

IRC SECURITIES LLC

CRD#: 150022

NEW YORK, NY

Past

July 25, 2011 - November 1, 2011

PULSE TRADING, INC.

CRD#: 104022

NASHVILLE, TN

Past

August 30, 2006 - September 29, 2008

TRADEWEB LLC

CRD#: 42759

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POWER WEALTH MANAGEMENT

POWER WEALTH MANAGEMENT | POWER WEALTH MANAGEMENT LLC

CRD#: 315101 / SEC#: 801-127940

RIA

Registered Investment Advisory firm - (5/8/2023 Approved)

Georgia

Registered Investment Advisory firm - (5/30/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/28/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 11/22/2010

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 9/27/2010

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 8/29/2006

General Securities Representative Examination

Current Firm

POWER WEALTH MANAGEMENT

POWER WEALTH MANAGEMENT | POWER WEALTH MANAGEMENT LLC

CRD#: 315101 / SEC#: 801-127940

RIA

Registered Investment Advisory firm - (5/8/2023 Approved)

Georgia

Registered Investment Advisory firm - (5/30/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2024 Terminated)

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Contact information

Main Address

2400 Lakeview Pkwy Suite 675, Alpharetta, GA 30009

Mailing Address

Phone number

(404) 889-8919

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POWER WEALTH MANAGEMENT - FIRM BROCHURE - PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	635
AUM (Assets Under Management)	$ 381,356,108

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas A. Coppola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Andrew Coppola's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER GLOBAL ADVISORS INC.

KAYS FINANCIAL ADVISORY CORP

IRC SECURITIES LLC

PULSE TRADING, INC.

TRADEWEB LLC

Primary Firm SEC Registration

POWER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 9/28/2011

SIE

Date: 1/12/2018

Series 87

Date: 11/22/2010

Series 86

Date: 9/27/2010

Series 7

Date: 8/29/2006

Current Firm

POWER WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POWER WEALTH MANAGEMENT

TRUST BUT VERIFY

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