Dilda D. Dalvi

HARRELL INVESTMENT PARTNERS

Austin, TX 78756

Some features on this profile are disabled

CRD#: 4850130

Professional summary

Dilda Deepak Dalvi, who also goes by Deelda Deepak Dalvi, Dilda Deepak Dalvi, Deelda Atul Kurlekar, Deelda Dalvi Kurlekar, Deelda Kurlekar, is a registered financial advisor currently at HARRELL INVESTMENT PARTNERS, LLC located in Austin, Texas.

Dilda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dilda has worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deelda Deepak Dalvi | Dilda Deepak Dalvi | Deelda Atul Kurlekar | Deelda Dalvi Kurlekar | Deelda Kurlekar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Finra- Position/ Dispute Resolution Arbitrator. She reviews cases and serves as a decision maker for disputes. 10 hours per month are spent on this activity. 0 Hours spent during trading hours. Start Date 08/17/2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dilda Deepak Dalvi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2022 - Present

HARRELL INVESTMENT PARTNERS, LLC

Office #1: 3814 Medical Parkway, Austin, TX 78756

RIA

CRD#: 299166

Austin, TX

Past

August 23, 2021 - November 19, 2021

LIVE OAK INVESTMENT PARTNERS

RIA

CRD#: 304406

AUSTIN, TX

Past

August 17, 2021 - November 3, 2021

CANTELLA & CO., INC.

CRD#: 13905

Austin, TX

Past

March 31, 2020 - August 2, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Austin, TX

Past

March 31, 2020 - August 2, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

AUSTIN, TX

Past

April 3, 2017 - December 23, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

AUSTIN, TX

Past

March 9, 2017 - December 23, 2019

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

AUSTIN, TX

Past

November 4, 2014 - May 27, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

YARDLEY, PA

Past

June 18, 2013 - June 17, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

YARDLEY, PA

Past

June 9, 2011 - October 25, 2011

PRUCO SECURITIES, LLC.

CRD#: 5685

EAST BRUNSWICK, NJ

Past

March 20, 2009 - July 6, 2009

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

AUSTIN, TX

Past

March 20, 2009 - July 6, 2009

OPPENHEIMER & CO. INC.

CRD#: 249

AUSTIN, TX

Past

May 16, 2007 - March 19, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

AUSTIN, TX

Past

June 27, 2006 - March 19, 2009

STANFORD GROUP COMPANY

CRD#: 39285

AUSTIN, TX

Past

February 21, 2006 - July 7, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

AUSTIN, TX

Past

July 27, 2005 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARRELL INVESTMENT PARTNERS, LLC

CRD#: 299166 / SEC#: 801-114354

RIA

Registered Investment Advisory firm - (12/4/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/14/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/7/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/12/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/26/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/12/2022

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 10/12/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/12/2022

General Securities Sales Supervisor - Options Module Examination

Current Firm

HARRELL INVESTMENT PARTNERS, LLC

CRD#: 299166 / SEC#: 801-114354

RIA

Registered Investment Advisory firm - (12/4/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3814 Medical Parkway, Austin, TX 78756

Mailing Address

Phone number

(512) 759-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARRELL INVESTMENT PARTNERS ADV BROCHURE (2/12/2025)

Regulatory assets under management

Total Number of Accounts	769
AUM (Assets Under Management)	$ 598,645,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dilda D. Dalvi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dilda Deepak Dalvi's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIVE OAK INVESTMENT PARTNERS

CANTELLA & CO., INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUCO SECURITIES, LLC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

HARRELL INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/14/2007

Series 63

Date: 3/7/2006

Series 7TO

Date: 10/12/2022

SIE

Date: 10/1/2018

Series 7

Date: 7/26/2005

Series 24

Date: 10/12/2022

Series 10

Date: 10/12/2022

Series 9

Date: 10/12/2022

Current Firm

HARRELL INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARRELL INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors