Audrey J. Liles

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CRD#: 4850117

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Audrey Jane Liles, who also goes by Audrey J Dickey, Audrey Jane Dickey, was a registered financial professional .

Audrey is a previously registered financial professional and started their career in finance in 2005. Audrey had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Audrey J Dickey | Audrey Jane Dickey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/30/2022 - Strategic Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 08/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Strategic Advisory Services, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/31/2023 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 06/01/2023 - 1 Hour Per Month/ During Trading

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 11, 2022 - May 20, 2025

STRATEGIC ADVISORY SERVICES

RIA

CRD#: 287984

MEMPHIS, TN

Past

October 29, 2015 - January 6, 2020

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Memphis, TN

Past

November 20, 2014 - February 24, 2025

LPL FINANCIAL LLC

CRD#: 6413

MEMPHIS, TN

Past

November 13, 2014 - August 22, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

MEMPHIS, TN

Past

February 13, 2013 - May 29, 2013

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

MEMPHIS, TN

Past

February 13, 2013 - May 29, 2013

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MEMPHIS, TN

Past

September 18, 2006 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MEMPHIS, TN

Past

December 20, 2005 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISORY SERVICES

CRD#: 287984 / SEC#: 801-123188

RIA

Registered Investment Advisory firm - (3/16/2022 Approved)

Tennessee

Registered Investment Advisory firm - (5/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/3/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/2005

General Securities Representative Examination

Current Firm

STRATEGIC ADVISORY SERVICES

CRD#: 287984 / SEC#: 801-123188

RIA

Registered Investment Advisory firm - (3/16/2022 Approved)

Tennessee

Registered Investment Advisory firm - (5/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (5/3/2022 Terminated)

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Contact information

Main Address

6465 Quail Hollow Road Suite 301, Memphis, TN 38120

Mailing Address

Phone number

(901) 751-2025

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STRATEGIC ADVISORY SERVICES, LLC - ADV 2A (5/20/2025)

Regulatory assets under management

Total Number of Accounts	546
AUM (Assets Under Management)	$ 211,689,342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Audrey J. Liles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

STRATEGIC ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2006

SIE

Date: 10/1/2018

Series 7

Date: 12/19/2005

Current Firm

STRATEGIC ADVISORY SERVICES

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC ADVISORY SERVICES

TRUST BUT VERIFY

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