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MT

Melissa Turner

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CRD#: 4850023
MT

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Melissa Turner, who also goes by Melissa Joy Coulson, Melissa Joy Turner, was a registered financial professional .

Melissa is a previously registered financial professional and started their career in finance in 2005. Melissa had worked at 1 firm and has passed the Series 63, SIE, Series 6 and Series 28 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Melissa Joy Coulson | Melissa Joy Turner

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 5, 2005 - November 2, 2018

ANCHOR BAY SECURITIES, LLC

BD
CRD#: 47360
CARLSBAD, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/15/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 9/12/2013
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm


AB
ANCHOR BAY SECURITIES, LLC
ANCHOR BAY SECURITIES, LLC | NOR'WEST SECURITIES, LLC

CRD#: 47360 / SEC#: , 8-51763

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
5780 Fleet Street Suite 308, Carlsbad, CA 92008
Mailing Address
5780 Fleet Street Suite 308, Carlsbad, CA 92008
Phone number
(760) 602-3470
Established
California since 03/01/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ANCHOR BAY CAPITAL, INC.OWNER116913
ALLEN, JAMES ROBERTPRESIDENT1882869
LARGE, MATTHEW WILLIAMFINOP6251338
LARGE, MATTHEW WILLIAMCHIEF COMPLIANCE OFFICER6251338
LARGE, MATTHEW WILLIAMCHIEF FINANCIAL OPERATIONS OFFICER6251338

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ANCHOR BAY SECURITIES, LLC

CRD#: 47360

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