Leslie A. Stoner

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CRD#: 4849660

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leslie Alexander Stoner, who also goes by Leslie Nicole Alexander, Leslie A Wagner, Leslie Alexander Wagner, was a registered financial professional .

Leslie is a previously registered financial professional and started their career in finance in 2004. Leslie had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Leslie Nicole Alexander | Leslie A Wagner | Leslie Alexander Wagner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Verdant Mediation, LLC; Not investment related, Address: Private residence, Owner, Future mediation business, Started 9/01/2020; 0 hours/month, 0 time spent during business hours; 2. Georgia Insurance License; investment-related; Address: Private residence, Insurance Agent; Start Date: 2007; 0 hours/month, 0 time spent during business hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 30, 2023 - June 6, 2024

FINANCIAL CONSULTANTS GROUP INC

RIA

CRD#: 108062

CUMMING, GA

Past

August 8, 2023 - November 10, 2023

CHURCHILL STATESIDE SECURITIES, LLC

CRD#: 154603

Alpharetta, GA

Past

February 6, 2023 - August 24, 2023

FINANCIAL CONSULTANTS GROUP INC

RIA

CRD#: 108062

CUMMING, GA

Past

December 5, 2022 - December 22, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Prosper, TX

Past

October 24, 2022 - November 30, 2022

BLUEPRINT PRIVATE WEALTH MANAGEMENT LLC

RIA

CRD#: 319507

ALPHARETTA, GA

Past

April 28, 2016 - October 13, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

JOHNS CREEK, GA

Past

April 27, 2015 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

JOHNS CREEK, GA

Past

April 14, 2015 - October 13, 2022

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

JOHNS CREEK, GA

Past

June 4, 2014 - March 23, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ATLANTA, GA

Past

June 4, 2014 - March 23, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ATLANTA, GA

Past

September 23, 2013 - May 8, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DULUTH, GA

Past

July 3, 2013 - May 8, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

DULUTH, GA

Past

April 3, 2012 - February 12, 2013

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

April 14, 2011 - May 20, 2011

NATIONAL PLANNING CORPORATION

CRD#: 29604

ATLANTA, GA

Past

April 7, 2008 - August 6, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

LAWRENCEVILLE, GA

Past

October 16, 2007 - March 14, 2008

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SUWANEE, GA

Past

March 20, 2007 - October 15, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ATLANTA, GA

Past

February 9, 2006 - January 30, 2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

EDINA, MN

Past

September 21, 2004 - December 2, 2005

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL CONSULTANTS GROUP INC

FINANCIAL CONSULTANTS GROUP INC | FOUNTAIN FINANCIAL ADVISORS

CRD#: 108062 / SEC#: 801-123013

RIA

Registered Investment Advisory firm - (1/10/2022 Approved)

Florida

Registered Investment Advisory firm - (4/5/2022 Terminated)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (4/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/21/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/2005

General Securities Principal Examination

Current Firm

FINANCIAL CONSULTANTS GROUP INC

FINANCIAL CONSULTANTS GROUP INC | FOUNTAIN FINANCIAL ADVISORS

CRD#: 108062 / SEC#: 801-123013

RIA

Registered Investment Advisory firm - (1/10/2022 Approved)

Florida

Registered Investment Advisory firm - (4/5/2022 Terminated)

Georgia

Registered Investment Advisory firm - (4/18/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (4/12/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/5/2022 Terminated)

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Contact information

Main Address

1080 Sanders Road Suite 300, Cumming, GA 30041

Mailing Address

Phone number

(770) 627-2121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	227
AUM (Assets Under Management)	$ 139,886,174

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Leslie A. Stoner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHURCHILL STATESIDE SECURITIES, LLC

FINANCIAL CONSULTANTS GROUP INC

COMMONWEALTH FINANCIAL NETWORK

BLUEPRINT PRIVATE WEALTH MANAGEMENT LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

TRIAD ADVISORS LLC

NATIONAL PLANNING CORPORATION

MML INVESTORS SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

VALMARK SECURITIES, INC.

Primary Firm SEC Registration

FINANCIAL CONSULTANTS GROUP INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/21/2013

Series 63

Date: 11/15/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/20/2004

Series 24

Date: 5/26/2005

Current Firm

FINANCIAL CONSULTANTS GROUP INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL CONSULTANTS GROUP INC

TRUST BUT VERIFY

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