Pablo Marull
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pablo Marull, who also goes by Pablo A Marull, was a registered financial professional .
Pablo is a previously registered financial professional and started their career in finance in 2004. Pablo had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2017 - December 31, 2017
MAGISTER CAPITAL MANAGEMENT, LLC
November 27, 2012 - March 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 27, 2012 - March 2, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2011 - November 26, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - November 26, 2012
WELLS FARGO CLEARING SERVICES, LLC
July 27, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
July 11, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
October 31, 2005 - November 25, 2005
OSAIC SERVICES, INC.
October 4, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAGISTER CAPITAL MANAGEMENT, LLC
CRD#: 281819 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 975,000 |
Red Flags
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