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RS

Robert L. Specht

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CRD#: 4849273
RS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Lawrence Specht was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2004. Robert had worked at 3 firms and has passed the Series 3 and Series 30 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 18, 2016 - September 24, 2020

ADDITIVE ADVISORY PBC

RIA
CRD#: 283979
Wayne, PA
Past

February 1, 2010 - February 23, 2011

CUTLER GROUP, LLC

BD
CRD#: 31730
SAN FRANCISCO, CA
Past

April 20, 2006 - July 1, 2008

GROUP ONE TRADING LLC

BD
CRD#: 37484
CHICAGO, IL
Past

August 25, 2004 - March 31, 2005

GROUP ONE TRADING LLC

BD
CRD#: 37484
CHICAGO, IL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADDITIVE ADVISORY PBC
ADDITIVE ADVISORY AND CAPITAL, LLC | ADDITIVE ADVISORY PBC

CRD#: 283979 / SEC#: 801-107878

RIA
Registered Investment Advisory firm - (6/2/2016 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 3
Date: 11/1/2016
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 30
Date: 11/16/2016
NFA Branch Manager Examination

Current Firm


AA
ADDITIVE ADVISORY PBC
ADDITIVE ADVISORY AND CAPITAL, LLC | ADDITIVE ADVISORY PBC

CRD#: 283979 / SEC#: 801-107878

RIA
Registered Investment Advisory firm - (6/2/2016 Approved)
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Contact information


Main Address
1779 Kirby Parkway Suite 1-208, Memphis, TN 38138-0631
Mailing Address
Phone number
(901) 498-6653
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)


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Documents


Latest Form ADV

Part 2 Brochures

ADDITIVE FORM ADV PART 2A (3/27/2025)

Regulatory assets under management


Total Number of Accounts3
AUM (Assets Under Management)$ 106,836,935

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ADDITIVE ADVISORY PBC

CRD#: 283979

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