Victor H. Rodriguez
Professional summary
Victor Hugo Rodriguez was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Victor Hugo Rodriguez, who also goes by VIctor Hugh Rodriguez, was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 2004. Victor had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2015 - January 26, 2018
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
September 6, 2012 - December 18, 2013
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
January 5, 2010 - February 1, 2011
WELLS FARGO PRIME SERVICES, LLC
October 28, 2004 - January 4, 2010
TRADESTATION SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD#: 135131 / SEC#: , 8-66889
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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