Tanya T. Castro

TRB WEALTH MANAGEMENT

HOUSTON, TX 77024

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CRD#: 4849188

Professional summary

Tanya Teresa Castro, CFP®, who also goes by Tanya Teresa Romero, is a registered financial advisor currently at TRB WEALTH MANAGEMENT, LLC located in Houston, Texas.

Tanya is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tanya has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tanya Teresa Romero

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanya Teresa Castro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

March 3, 2026 - Present

TRB WEALTH MANAGEMENT, LLC

Office #1: 9821 Katy Freeway, Suite 110, Houston, TX 77024

RIA

CRD#: 309370

HOUSTON, TX

Past

February 27, 2014 - December 16, 2024

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Past

February 24, 2014 - December 16, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Past

March 9, 2010 - March 2, 2012

COMERICA SECURITIES

RIA

CRD#: 17079

HOUSTON, TX

Past

March 9, 2010 - March 2, 2012

COMERICA SECURITIES

CRD#: 17079

HOUSTON, TX

Past

November 16, 2004 - December 23, 2008

COMERICA SECURITIES

CRD#: 17079

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRB WEALTH MANAGEMENT, LLC

TRB TRUST AND WEALTH MANAGEMENT | TRB WEALTH MANAGEMENT, LLC

CRD#: 309370 / SEC#: 801-119035

RIA

Registered Investment Advisory firm - (7/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/3/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/18/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2004

General Securities Representative Examination

Current Firm

TRB WEALTH MANAGEMENT, LLC

TRB TRUST AND WEALTH MANAGEMENT | TRB WEALTH MANAGEMENT, LLC

CRD#: 309370 / SEC#: 801-119035

RIA

Registered Investment Advisory firm - (7/23/2020 Approved)

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Contact information

Main Address

9821 Katy Freeway, Suite 110, Houston, TX 77024

Mailing Address

Phone number

(832) 810-3565

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRB WEALTH MANAGEMENT LLC - FORM ADV PART 2A (4/1/2025)

TRB WEALTH MANAGEMENT - FORM ADV PART 2A WRAP BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	1,355
AUM (Assets Under Management)	$ 1,169,148,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tanya T. Castro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanya Teresa Castro's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

COMERICA SECURITIES

COMERICA SECURITIES

COMERICA SECURITIES

Primary Firm SEC Registration

TRB WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/18/2005

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2004

Current Firm

TRB WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRB WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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