Matthew S. Dahlman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Stuart Dahlman, who also goes by Matt Dahlman, Matthew Stuart Dhalman, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2004. Matthew had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2014 - January 11, 2016
IBKR SECURITIES SERVICES LLC
April 25, 2014 - January 11, 2016
INTERACTIVE BROKERS LLC
November 2, 2009 - September 23, 2013
MUFG SECURITIES AMERICAS INC.
May 15, 2007 - April 27, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2006 - April 30, 2007
AIG SECURITIES LENDING CORP.
December 16, 2004 - May 23, 2006
PINEBRIDGE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IBKR SECURITIES SERVICES LLC
CRD#: 33319 / SEC#: , 8-28569
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | CHIEF FINANCIAL OFFICER | 1722066 |
| BRODY, PAUL JONATHAN | PRINCIPAL OPERATIONS OFFICER | 1722066 |
| FRANK, THOMAS ANSELM | VICE PRESIDENT | 2360213 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| ILES, DAVID WALTER | VICE PRESIDENT | 2485476 |
| JACOBOWITZ, BRADFORD L | CHIEF COMPLIANCE OFFICER | 2615208 |
| MENICUCCI, JAMES | FINANCIAL AND OPERATIONAL PRINCIPAL | 6590173 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 42 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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