David G. Mcmillan

CALEDONIA WEALTH MANAGEMENT, LTD.

Boulder, CO 80304

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CRD#: 4848933

Professional summary

David Gregg Mcmillan, CFP® is a registered financial advisor currently at CALEDONIA WEALTH MANAGEMENT, LTD. located in Boulder, Colorado.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gregg Mcmillan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

March 20, 2009 - Present

CALEDONIA WEALTH MANAGEMENT, LTD.

Office #1: 1260 Yellow Pine Avenue, Boulder, CO 80304

RIA

CRD#: 149649

Boulder, CO

Past

March 22, 2005 - October 3, 2008

AGILE SECURITIES, INC.

CRD#: 39457

BOULDER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/20/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/2005

General Securities Representative Examination

Current Firm

CALEDONIA WEALTH MANAGEMENT, LTD.

CALEDONIA WEALTH MANAGEMENT, LTD | CALEDONIA WEALTH MANAGEMENT, LTD.

CRD#: 149649 / SEC#: 801-69966

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

Colorado

Registered Investment Advisory firm - (6/14/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1260 Yellow Pine Avenue, Boulder, CO 80304

Mailing Address

Phone number

(720) 239-1260

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 68,437,429

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David G. Mcmillan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Gregg Mcmillan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALEDONIA WEALTH MANAGEMENT, LTD.

AGILE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2005

Series 7

Date: 3/21/2005

Current Firm

CALEDONIA WEALTH MANAGEMENT, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CALEDONIA WEALTH MANAGEMENT, LTD.

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