Ryan W. Pine

GENESEE CAPITAL ADVISORS

Auburn, NY 13021

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CRD#: 4848779

Professional summary

Ryan Winfield Pine, who also goes by Ryan W Pine, is a registered financial advisor currently at GENESEE CAPITAL ADVISORS, LLC located in Auburn, New York.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Ryan has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ryan W Pine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance. Not Investment Related. 46 South Street Auburn NY 13021. Insurance Agent. Start 6/2013. 1 hour per month during trading. Sale of insurance and fixed annuities. 2. R2J Partners LLC. Not Investment Related. 52 Willowbrook Drive Auburn, NY 13021. Real Estate. Member. 7/16/2024. Hrs/month 1 with 0 during trading hours. Real Estate transactions reviews.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Winfield Pine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2021 - Present

GENESEE CAPITAL ADVISORS, LLC

Office #1: 46 South Street, Auburn, NY 13021

RIA

CRD#: 167353

Auburn, NY

Past

June 27, 2013 - October 3, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Auburn, NY

Past

June 1, 2009 - June 7, 2013

MORGAN STANLEY

CRD#: 149777

SKANEATELES, NY

Past

June 27, 2008 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SKANEATELES, NY

Past

December 8, 2006 - June 23, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SYRACUSE, NY

Past

October 2, 2006 - June 23, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SYRACUSE, NY

Past

November 30, 2005 - August 28, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

EAST SYRACUSE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENESEE CAPITAL ADVISORS, LLC

COPPER JOHN CAPITAL ADVISORS LLC | GENESEE CAPITAL ADVISORS, LLC

CRD#: 167353 / SEC#: 801-77930

RIA

Registered Investment Advisory firm - (4/16/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/27/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/29/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GENESEE CAPITAL ADVISORS, LLC

COPPER JOHN CAPITAL ADVISORS LLC | GENESEE CAPITAL ADVISORS, LLC

CRD#: 167353 / SEC#: 801-77930

RIA

Registered Investment Advisory firm - (4/16/2013 Approved)

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Contact information

Main Address

46 South Street, Auburn, NY 13021

Mailing Address

Phone number

(315) 554-3020

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENESEE CAPITAL ADVISORS, LLC DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (2/11/2025)

Regulatory assets under management

Total Number of Accounts	1,605
AUM (Assets Under Management)	$ 375,236,504

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan W. Pine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Winfield Pine's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

GENESEE CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/27/2006

Series 63

Date: 12/7/2005

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2006

Series 6

Date: 11/29/2005

Current Firm

GENESEE CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENESEE CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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