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AZ

Alex Zazubec

HIGHLAND WEALTH ADVISORY
Rochester, NY 14625
Some features on this profile are disabled
CRD#: 4848692
AZ

Professional summary

Alex Zazubec is a registered financial advisor currently at HIGHLAND WEALTH ADVISORY LLC located in Rochester, New York.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Alex has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Zazubec's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2021 - Present

HIGHLAND WEALTH ADVISORY LLC

Office #1: 70 Linden Oaks, Rochester, NY 14625
RIA
CRD#: 154031
Rochester, NY
Past

August 29, 2008 - September 4, 2009

BRIGHTON SECURITIES CORP.

BD
CRD#: 3875
ROCHESTER, NY
Past

April 28, 2005 - September 8, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
ROCHESTER, NY
Past

October 28, 2004 - February 14, 2005

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/10/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/10/2005
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/29/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/25/2004
General Securities Representative Examination

Current Firm

HW
HIGHLAND WEALTH ADVISORY LLC
HIGHLAND WEALTH ADVISORY LLC

CRD#: 154031 / SEC#:

New York
Registered Investment Advisory firm - (6/8/2010 Approved)
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Contact information

Main Address
70 Linden Oaks, Rochester, NY 14625
Mailing Address
Phone number
(585) 752-1235
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts118
AUM (Assets Under Management)$ 27,317,661

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGHLAND WEALTH ADVISORY LLC

CRD#: 154031Rochester, NY 14625

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