JC
James L. Crowe
CROWE FINANCIAL GROUP LLC
Hillsboro, OH 45133
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CRD#: 4848674
JC
Professional summary
James Lee Crowe, who also goes by James Crowe, is a registered financial advisor currently at CROWE FINANCIAL GROUP LLC located in Hillsboro, Ohio and GRADIENT SECURITIES, LLC located in Hillsboro, Ohio.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. James has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Crowe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) JAMES CROWE; INVT REL; 128 NORTH HIGH STREET, HILLSBORO, OH 45133; INSURANCE; INSURANCE AGENT; START 03/2004; 4 HRS/MO; 4 HRS/MO DURING TRADING; SALES OF FIXED INSURANCE PRODUCTS. 2) JAMES CROWE; NONINVT REL; 4679 GREENBUSH EAST ROAD, MOUNT ORAB, OH 45154; RENTAL PROPERTIES; START 09/2010; 2 HRS/MO; BUY HOMES TO RENT. 3)CROWE FINANCIAL GROUP, LLC; INVT REL; 128 NORTH HIGH STREET, HILLSBORO, OH 45133; RESEARCH; RESEARCH ANALYST; START 02/2016; 80 HRS/MO; 80 HRS/MO DURING TRADING; RESEARCH. 4) OUTSIDE ACTIVITY FOR CROWE FINANCIAL GROUP, LLC; GRADIENT SECURITIES, LLC; REGISTERED REPRESENTATIVE; 4105 LEXINGTON AVE N, SUITE 380, ARDEN HILLS, MN; 07/2013; SECURITIES SALES. 5) CROWE FINANCIAL GROUP, LLC; INVESTMENT RELATED; 128 NORTH HIGH STREET, HILLSBORO, OH 45133; RIA FIRM; INVESTMENT ADVISOR REPRESENTATIVE; START 03/2018; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS; INVESTMENT ADVISORY SERVICES. 6) HELPING HANDS FOR HOPE; NOT INV RELATED; 9719 STREEMBROOK DR, CINCINNATI, OH 45231; NON-PROFIT; VOLUNTEER ; START 06/2020; 0 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; NON-PROFIT TO HELP THOSE IN NEED. 7) JAMES L. CROWE FINANCIAL, LLC; NOT INV RELATED; 128 NORTH HIGH STREET, HILLSBORO, OH 45133; LLC; MANAGING MEMBER; START 5/2009; 0 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; LEGAL ENTITY CREATED FOR TAX PURPOSES. 8) BASKETBALL OFFICIAL; NOT INV RELATED; VARIOUS LOCATIONS; REFEREE; START 10/2024; 4 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; OFFICIATES BASKETBALL GAMES ON AN AS NEEDED BASIS.
CRS (Client Relationship Summary) - RIA
Click below to view James Lee Crowe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2018 - Present
CROWE FINANCIAL GROUP LLC
Office #1: 128 North High Street, Hillsboro, OH 45133RIA
CRD#: 166174
Hillsboro, OH
Current
July 15, 2013 - Present
GRADIENT SECURITIES, LLC
Office #1: 128 North High Street, Hillsboro, OH 45133RIA
BD
CRD#: 127701
Hillsboro, OH
Past
July 15, 2013 - March 29, 2016
CROWE FINANCIAL GROUP LLC
RIA
CRD#: 166174
HILLSBORO, OH
Past
February 15, 2008 - July 12, 2013
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
HILLSBORO, OH
Past
September 14, 2004 - July 12, 2013
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
HILLSBORO, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/5/2023)
RR
Indiana(11/4/2015)
RR
Kentucky(6/30/2017)
RR
Michigan(12/5/2023)
RR
Ohio(7/15/2013)
IAR
Ohio(3/12/2018)
IAR
Texas(6/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CROWE FINANCIAL GROUP LLC
CROWE FINANCIAL GROUP LLC
CRD#: 166174 / SEC#:
Ohio
Registered Investment Advisory firm - (3/4/2013 Approved)Texas
Registered Investment Advisory firm - (6/20/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
128 North High Street, Hillsboro, OH 45133
Mailing Address
Phone number
(937) 393-8788
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 275 |
| AUM (Assets Under Management) | $ 16,240,737 |
Red Flags
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Company Information
CROWE FINANCIAL GROUP LLC
CRD#: 166174Hillsboro, OH 45133TRUST BUT VERIFY
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