Matthew Mesa
Professional summary
Matthew Mesa, who also goes by Mesa Fernando Matthew Fernando, Matthew Fernando Mesa, Matthew Mesa, is a registered financial professional currently at CHARDAN CAPITAL MARKETS LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2004. Matthew has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Mesa's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2026 - Present
CHARDAN CAPITAL MARKETS LLC
Office #1: 1 Pennsylvania Plaza Suite 4800, New York, NY 10119June 5, 2024 - March 20, 2026
OPPENHEIMER & CO. INC.
March 31, 2021 - June 5, 2024
GUGGENHEIM SECURITIES, LLC
August 1, 2017 - March 22, 2021
WELLS FARGO SECURITIES, LLC
October 31, 2012 - July 7, 2017
JEFFERIES LLC
November 1, 2010 - October 5, 2012
STERNE, AGEE & LEACH, INC.
June 30, 2009 - October 25, 2010
MERRIMAN CAPITAL, INC.
August 8, 2008 - June 2, 2009
CANACCORD GENUITY LLC
July 18, 2006 - July 23, 2008
THINKEQUITY LLC
July 18, 2006 - July 23, 2008
THINKEQUITY LLC
January 1, 2005 - August 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 11, 2004 - August 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/20/2026)
(7/20/2026)
Exams
FINRA
Nasdaq Stock Market
Current Firm
CHARDAN CAPITAL MARKETS LLC
CRD#: 120128 / SEC#: , 8-65277
Contact information
FINRA licenses (40 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHARDAN SECURITIES, LLC | MEMBER | |
| GROSSMAN, JONAS SVEN MAGNUS | PRESIDENT | 3186901 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL OPERATIONS CFFICER | 5106774 |
| MILLER, ANDREW DAVID | PRINCIPAL FINANCIAL OFFICER | 5106774 |
| SOUTHWICK, DWIGHT CHRISTIAN | CHIEF COMPLIANCE OFFICER AND AML COMPLIANCE OFFICER | 1353036 |
| URBACH, STEVEN AARON | CEO | 4137317 |
Disclosures
| Regulatory Event | 14 |
Red Flags
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