Mark E. Basile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Evans Basile, who also goes by Mark Basile, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2004. Mark had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2023 - January 2, 2025
VERITAS CAPITAL SECURITIES L.L.C.
January 15, 2013 - September 11, 2017
MCS CAPITAL MARKETS LLC
April 5, 2011 - September 11, 2017
KKR CAPITAL MARKETS LLC
June 26, 2006 - April 18, 2011
BARCLAYS CAPITAL INC.
November 11, 2004 - July 13, 2006
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITAS CAPITAL SECURITIES L.L.C.
CRD#: 323755 / SEC#: , 8-71002
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
