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JM

Joshua L. Martinez

INVICTA CAPITAL LLC
OAKMONT, PA 15139
Some features on this profile are disabled
CRD#: 4848084
JM

Professional summary


Joshua Luke Martinez is a registered financial professional currently at INVICTA CAPITAL LLC located in Oakmont, Pennsylvania.

Joshua is registered as a RR (Registered Representative) and started their career in finance in 2004. Joshua has worked at 8 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Joshua Luke Martinez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 10, 2023 - Present

INVICTA CAPITAL LLC

Office #1: 527 Cedar Way Suite 101, Oakmont, PA 15139
BD
CRD#: 288101
OAKMONT, PA
Past

March 31, 2016 - February 28, 2017

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

June 26, 2015 - December 21, 2015

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

February 3, 2010 - May 22, 2015

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
DANVILLE, CA
Past

May 21, 2009 - December 15, 2009

SELECT CAPITAL CORPORATION

BD
CRD#: 145997
PHOENIX, AZ
Past

June 5, 2006 - July 17, 2007

CCO CAPITAL, LLC

BD
CRD#: 31147
PHOENIX, AZ
Past

February 23, 2005 - August 17, 2005

DAVIS DISTRIBUTORS, LLC

BD
CRD#: 7975
TUCSON, AZ
Past

November 2, 2004 - December 16, 2004

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/13/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 3/7/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 7/7/2005
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/9/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/15/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


IC
INVICTA CAPITAL LLC
INVICTA CAPITAL LLC

CRD#: 288101 / SEC#: , 8-69923

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
527 Cedar Way Suite 101, Oakmont, PA 15139
Mailing Address
527 Cedar Way Suite 101, Oakmont, PA 15139
Phone number
(412) 349-8684
Established
Pennsylvania since 07/14/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
INVICTA FINANCIAL GROUPHOLDING COMPANY
GIAMBRI, PHILIP MAYNARDSHAREHOLDER1182516
TEAL, GREGORY SCOTTSHAREHOLDER4768591
PEARSON, KRISTIN MARIECHIEF COMPLIANCE OFFICER4522677

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INVICTA CAPITAL LLC

CRD#: 288101Oakmont, PA 15139

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