Brandon J. Collier

COLLIER FINANCIAL

DENVER, CO 80237

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CRD#: 4848028

Professional summary

Brandon James Collier, CFP® is a registered financial advisor currently at COLLIER FINANCIAL, INC located in Denver, Colorado and LPL FINANCIAL LLC located in Denver, Colorado.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Brandon has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon James Collier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

April 7, 2015 - Present

COLLIER FINANCIAL, INC

Office #1: 8055 E. Tufts Avenue Suite 650, Denver, CO 80237

RIA

CRD#: 175207

DENVER, CO

Current

October 28, 2004 - Present

LPL FINANCIAL LLC

Office #1: 8055 E Tufts Ave Ste 650, Denver, CO 80237-2997

RIA

CRD#: 6413

DENVER, CO

Past

July 9, 2025 - July 13, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

LITTLETON, CO

Past

April 7, 2005 - March 4, 2011

COLLIER ASSOCIATES, FINANCIAL ADVISORS, INC.

RIA

CRD#: 114413

LITTLETON, CO

Past

March 25, 2005 - September 8, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

LITTLETON, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLLIER FINANCIAL, INC

COLLIER FINANCIAL, INC | COLLIER RETIREMENT BY DESIGN

CRD#: 175207 / SEC#: 801-121627

RIA

Registered Investment Advisory firm - (6/28/2021 Approved)

Colorado

Registered Investment Advisory firm - (7/19/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/10/2023)

Arizona
(7/17/2013)

California
(7/17/2013)

Colorado
(10/28/2004)

IAR

Colorado
(4/7/2015)

Florida
(7/17/2013)

Georgia
(8/19/2013)

Illinois
(4/6/2006)

Maryland
(1/16/2024)

Massachusetts
(7/17/2013)

Minnesota
(1/23/2024)

New Hampshire
(1/23/2024)

New Mexico
(3/12/2015)

Ohio
(1/13/2016)

Oklahoma
(2/27/2015)

Oregon
(8/19/2013)

South Dakota
(3/15/2017)

Tennessee
(2/18/2022)

Texas
(7/17/2013)

IAR

Texas
(3/9/2020)

Virginia
(2/13/2014)

Washington
(7/17/2013)

Wisconsin
(8/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/24/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/23/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COLLIER FINANCIAL, INC

COLLIER FINANCIAL, INC | COLLIER RETIREMENT BY DESIGN

CRD#: 175207 / SEC#: 801-121627

RIA

Registered Investment Advisory firm - (6/28/2021 Approved)

Colorado

Registered Investment Advisory firm - (7/19/2021 Terminated)

Texas

Registered Investment Advisory firm - (6/29/2021 Terminated)

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Contact information

Main Address

8055 E. Tufts Avenue Suite 650, Denver, CO 80237

Mailing Address

Phone number

(303) 741-5040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE 2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	432
AUM (Assets Under Management)	$ 140,822,283

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon J. Collier

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon James Collier's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

COLLIER ASSOCIATES, FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

COLLIER FINANCIAL, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/24/2005

SIE

Date: 10/1/2018

Series 7

Date: 10/27/2004

Series 24

Date: 7/23/2009

FINRA

Current Firm

COLLIER FINANCIAL, INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLLIER FINANCIAL, INC

TRUST BUT VERIFY

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