BC
Brandon J. Collier
COLLIER FINANCIAL
DENVER, CO 80237
Some features on this profile are disabled
CRD#: 4848028
BC
Brandon James CollierCOLLIER FINANCIAL
Professional summary
Brandon James Collier, CFP® is a registered financial advisor currently at COLLIER FINANCIAL, INC located in Denver, Colorado and LPL FINANCIAL LLC located in Denver, Colorado.
Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Brandon has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/16/2015 - Collier Financial, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2015 - 150 Hours Per Month/6 Hours During Securities Trading - Time Spent 94% - I provide investment advisory services through Collier Financial, Inc., an independent investment advisor firm. I started this business activity in 04/2015. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
2. 10/26/2016: Collier Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/20/2015 - 40 Hours Per Month During Securities Trading.
3. 6/29/2018 - 1329 American Way LLC - Investment Related - Breckenridge, CO - Real Estate Rental - Start Date:06/29/2018 - 4 Hours Per Month/0 Hours During Trading - Vacation rental.
4. 5/20/2020 - 'Collier - Retirement by Design' - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/18/2020 - 160 Hours Per Month/8 Hours During Securities Trading.
5. 5/20/2020 - Collier Financial, Inc. - DBA: (Hybrid) 'Collier - Retirement by Design' - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/19/2020 - 160 Hours Per Month/8 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon James Collier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
April 7, 2015 - Present
COLLIER FINANCIAL, INC
Office #1: 8055 E. Tufts Avenue Suite 650, Denver, CO 80237RIA
CRD#: 175207
DENVER, CO
Current
October 28, 2004 - Present
LPL FINANCIAL LLC
Office #1: 8055 E Tufts Ave Ste 650, Denver, CO 80237-2997RIA
BD
CRD#: 6413
DENVER, CO
Past
July 9, 2025 - July 13, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
LITTLETON, CO
Past
April 7, 2005 - March 4, 2011
COLLIER ASSOCIATES, FINANCIAL ADVISORS, INC.
RIA
CRD#: 114413
LITTLETON, CO
Past
March 25, 2005 - September 8, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
LITTLETON, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COLLIER FINANCIAL, INC
COLLIER FINANCIAL, INC | COLLIER RETIREMENT BY DESIGN
CRD#: 175207 / SEC#: 801-121627
RIA
Registered Investment Advisory firm - (6/28/2021 Approved)Colorado
Registered Investment Advisory firm - (7/19/2021 Terminated)Texas
Registered Investment Advisory firm - (6/29/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/10/2023)
RR
Arizona(7/17/2013)
RR
California(7/17/2013)
RR
Colorado(10/28/2004)
IAR
Colorado(4/7/2015)
RR
Florida(7/17/2013)
RR
Georgia(8/19/2013)
RR
Illinois(4/6/2006)
RR
Maryland(1/16/2024)
RR
Massachusetts(7/17/2013)
RR
Minnesota(1/23/2024)
RR
New Hampshire(1/23/2024)
RR
New Mexico(3/12/2015)
RR
Ohio(1/13/2016)
RR
Oklahoma(2/27/2015)
RR
Oregon(8/19/2013)
RR
South Dakota(3/15/2017)
RR
Tennessee(2/18/2022)
RR
Texas(7/17/2013)
IAR
Texas(3/9/2020)
RR
Virginia(2/13/2014)
RR
Washington(7/17/2013)
RR
Wisconsin(8/29/2023)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COLLIER FINANCIAL, INC
COLLIER FINANCIAL, INC | COLLIER RETIREMENT BY DESIGN
CRD#: 175207 / SEC#: 801-121627
RIA
Registered Investment Advisory firm - (6/28/2021 Approved)Colorado
Registered Investment Advisory firm - (7/19/2021 Terminated)Texas
Registered Investment Advisory firm - (6/29/2021 Terminated)Loading...
Contact information
Main Address
8055 E. Tufts Avenue Suite 650, Denver, CO 80237
Mailing Address
Phone number
(303) 741-5040
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 432 |
| AUM (Assets Under Management) | $ 160,507,524 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
