Michael J. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Peterson, who also goes by Michael Peterson, Mike Peterson, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 5 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2023 - July 6, 2026
IMPACT WEALTH MANAGEMENT
November 13, 2019 - April 25, 2023
BANKERS LIFE ADVISORY SERVICES, INC.
September 16, 2019 - April 25, 2023
BANKERS LIFE SECURITIES, INC.
June 23, 2006 - November 27, 2007
OSAIC SERVICES, INC.
January 25, 2006 - November 27, 2007
OSAIC SERVICES, INC.
December 16, 2004 - January 25, 2006
WELLS FARGO INVESTMENTS, LLC
November 15, 2004 - January 25, 2006
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/15/2019
General Securities Representative ExaminationCurrent Firm
IMPACT WEALTH MANAGEMENT
CRD#: 324168 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 453 |
| AUM (Assets Under Management) | $ 103,942,094 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
